DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left L•••• F•••••••• G••••• I••• for F•••• F•••••••• M••••••••• L•

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Anthony LamiaThousand Oaks, CaApr 2, 2019Oct 23, 2018
David Ward SeeryThousand Oaks, CaApr 2, 2019Oct 16, 2018
Jeffrey Arnold BorensteinThousand Oaks, CaApr 2, 2019Jul 22, 2025
Juan Carlos RosThousand Oaks, CaApr 2, 2019Oct 24, 2018
The rule
Registrations ended
Apr 2, 2019
Registered next
Oct 16, 2018 to Jul 22, 2025
Branch state
CA
Cities
1, most in Thousand Oaks, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of L•••• F•••••••• G••••• I•••Other teams into F•••• F•••••••• M••••••••• L•