RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••••• B•••••••••
- F•••• F•••••••• M••••••••• L• independent RIA currentsince Jul 22, 2025 · Lombard, Il
- L•••• F•••••••• G••••• I••• formerNov 13, 2008 to Apr 2, 2019 · Thousand Oaks, Ca
- J•• F••••••••• L•• state registeredJul 29, 2002 to Mar 7, 2014 · Thousand Oaks, Ca
- L•••• F•••••••• G••••• I••• to F•••• F•••••••• M••••••••• L•left Apr 2, 2019, registered Jul 22, 2025 (2303 days) · RIA to RIA · moved with a team
- J•• F••••••••• L•• to L•••• F•••••••• G••••• I•••left Mar 7, 2014, registered Nov 13, 2008 (-1940 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address