DFX Intelligence
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Firm absorbed
7 advisors left T••• F•••••••• A••••••• for C••••••• P•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dustin J Mongler | Madison, Wi | Sep 30, 2020 | Oct 5, 2020 |
| Francisco Xavier Aguilar Puyol | Madison, Wi | Sep 30, 2020 | Oct 9, 2020 |
| Grace Trewartha | Madison, Wi | Sep 30, 2020 | Oct 6, 2020 |
| Jack William Thomas | Madison, Wi | Sep 30, 2020 | Oct 2, 2020 |
| Kathy Marie Kaffer | Madison, Wi | Sep 30, 2020 | Oct 2, 2020 |
| Nancy Jean Metzger | Madison, Wi | Sep 30, 2020 | Oct 1, 2020 |
| Peter Sargent Sengelmann | Madison, Wi | Sep 30, 2020 | Aug 29, 2023 |
The rule
- Registrations ended
- Sep 30, 2020
- Registered next
- Oct 1, 2020 to Aug 29, 2023
- Branch state
- WI
- Cities
- 1, most in Madison, Wi
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 70%
- Succession by the destination
- a succession within a year (Feb 10, 2020), not necessarily this firm