RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••• C•••••• state registered currentsince May 4, 2026 · Madison, Wi
- C••••••• P••••••• independent RIAOct 6, 2020 to May 15, 2024 · Madison, Wi
- T••• F•••••••• A••••••• formerMar 10, 2020 to Sep 30, 2020 · Madison, Wi
- C••••••• P••••••• to M••• C••••••left May 15, 2024, registered May 4, 2026 (719 days) · RIA to a state-registered adviser
- T••• F•••••••• A••••••• to C••••••• P•••••••left Sep 30, 2020, registered Oct 6, 2020 (6 days) · RIA to RIA · moved with a team
- G•••• T•••••••• left C••••••• P••••••• for M••• C•••••• (registered 2026-05-04)May 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address