DFX Intelligence
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Team lift-out
2 advisors left B••••• A••••••• L•• for A•• C••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Rickard Penniall | Pasadena, Ca | Oct 31, 2024 | May 26, 2017 |
| Devon Maxwell Nick | Pasadena, Ca | Oct 31, 2024 | Jul 7, 2021 |
The rule
- Registrations ended
- Oct 31, 2024
- Registered next
- May 26, 2017 to Jul 7, 2021
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 20%
- Succession by the destination
- none on the tape