DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•• C••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Nov 2, 2018 · 23 filings
SEC status approved since Dec 3, 2018
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$1.4B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$51.3M
derived; firm RAUM over IAPD count
Employees
38
28 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
10
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.5B as of Mar 13, 2026
Mar 20, 2019$143M then
HNW client RAUM$1.3B as of Mar 13, 2026
Mar 20, 2019$69.8M then
State-registered IARs (5.B.3)28 as of Mar 13, 2026
Mar 20, 20194 then
Employees (5.A)38 as of Mar 13, 2026
Mar 20, 20198 then
Private funds10 as of Mar 13, 2026
Mar 20, 20192 then
RAUM +29% over the last fiscal year+41% a year over threeIARs 24 to 28
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $51.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $515,508derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.8derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 458 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B87%
- Pooled investment vehicles$111M7.4%
- Individuals$75.2M5.1%
- Charitable organizations$6.2M0.4%
- Pension and profit-sharing plans$1.1M0.1%
- Individual clients
- 219reported
- HNW clients
- 236reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,885reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 458 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
29 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• D••••• A••••••Certified Financial Planner | Phoenix, Az | May 23, 2017 | 17 y | 2 |
| R••••• D•• M••••••••Personal Financial Specialist | Phoenix, Az | May 23, 2017 | 16 y | 0 |
| B•••••• L•• A••••••Certified Financial Planner | Los Angeles, Ca | May 26, 2017 | 16 y | 2 |
| T••••• C• C••••Certified Financial Planner | Tyler, Tx | Oct 31, 2018 | 12 y | 1 |
| J••••• M•••••• D•••Certified Financial Planner, Chartered Financial Analyst | Los Angeles, Ca | Apr 12, 2019 | 18 y | 7 |
| J••••• M••••••••Certified Financial Planner | Phoenix, Az | Aug 3, 2020 | 11 y | 0 |
| Z•••••• J••••• M••••• | Phoenix, Az | Oct 8, 2020 | 11 y | 0 |
| C•••• K••••••• D••••••••Certified Financial Planner | Los Angeles, Ca | Oct 20, 2020 | 13 y | 0 |
| B••••• W•••• M• G••••• | Baton Rouge, La | Dec 10, 2020 | 15 y | 1 |
| J•••••• R••• L••••Certified Financial Planner | Los Angeles, Ca | Jan 26, 2023 | 13 y | 1 |
| A•••• D•••• G•••••••Certified Financial Planner | Los Angeles, Ca | Apr 19, 2023 | 18 y | 1 |
| S••••• O••••••••• A••• | Dallas, Tx | Nov 10, 2023 | 15 y | 0 |
| R••••••• K•••••• S•••••• | Phoenix, Az | Dec 7, 2023 | 19 y | 0 |
| C•••••• M•••••• T••••Certified Financial Planner | Atlanta, Ga | Apr 5, 2024 | 11 y | 1 |
| R••••• R•• P••••• | Pasadena, Ca | Jul 15, 2024 | 13 y | 0 |
| S••• P••••• R••••••••• | Pasadena, Ca | Jul 19, 2024 | 12 y | 0 |
| E•••• A••••• G••• | Pasadena, Ca | Jul 19, 2024 | 12 y | 0 |
| F•••••••• J••••• S••••••Certified Financial Planner | Pasadena, Ca | Jul 26, 2024 | 14 y | 1 |
| M••• R• H••••Chartered Financial Analyst | Los Angeles, Ca | Nov 8, 2024 | 12 y | 1 |
| C••••• D•••• B•••••Certified Financial Planner | Phoenix, Az | Apr 29, 2025 | 13 y | 1 |
| B••••• R••••• G•••••••• | Pasadena, Ca | May 23, 2025 | 11 y | 0 |
| R•••• W••••• F••••••• | Pasadena, Ca | Oct 10, 2025 | 10 y | 0 |
| N••••• M•••• C•••• | Pasadena, Ca | Jan 29, 2026 | 10 y | 0 |
| S••••• N•••• B•••••• | Pasadena, Ca | Feb 9, 2026 | 12 y | 0 |
| W•••••• C•••••• | Pasadena, Ca | Apr 8, 2026 | 11 y | 1 |
| S•••••• E•••••• S••• | Pasadena, Ca | Jun 17, 2026 | 10 y | 0 |
| E••• S••••• C••••••• | Pasadena, Ca | Jul 13, 2026 | 14 y | 0 |
| L••••••• W•••••• H••••••• | Pasadena, Ca | Jul 24, 2026 | 10 y | 0 |
| D••••• U••••• L•••• | Pasadena, Ca | Aug 3, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 3.4% of current headcount1 left over 36 months
Left, latest
- J•••• A•••••••• M•• to W•••• I••••••••• A•••••••• L••Sep 1, 2026 · Other
- J•••• A••• G••••• to C••••• P••••••• L••Dec 7, 2022 · RIA to RIA
- D•••• M•••••• N••• to B••••• P••••• A•••••••• L••Feb 10, 2022 · RIA to RIA
- R•••• J••••• F••••••• to M•• C•••••• M••••••••• L••Dec 10, 2020 · RIA to RIA
- D•••• R•••••• P••••••• to A•••••••• A•••••••• L••Aug 17, 2020 · Other
Joined, latest
- W•••••• C•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 8, 2026 · Wirehouse to independent RIA
- C••••• D•••• B••••• from C•••••• S••••• • C••• I•••Apr 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••• R• H•••• from B••••• A••••••• L••Nov 8, 2024 · RIA to RIA
- F•••••••• J••••• S•••••• from A••••••••• F•••••••• S•••••••• L••Jul 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- C•••••• M•••••• T•••• from C••••••• P•••••••Apr 5, 2024 · RIA to RIA
- J•••• A•••••••• M•• from B•• W•••••• L••Nov 22, 2023 · RIA to RIA
- A•••• D•••• G••••••• from I••••••••• F•••••••• G••••• L••Apr 19, 2023 · RIA to RIA
- J•••••• R••• L•••• from F••• O••••• A•••••••Jan 26, 2023 · RIA to RIA
- D•••• M•••••• N••• from B••••• A••••••• L••Jul 7, 2021 · RIA to RIA
- J•••• A••• G••••• from V••••••• A•••••••• I•••Jun 11, 2021 · Affiliated broker-dealer or bank to independent RIA
- B••••• W•••• M• G••••• from 1• U•••• M••••••••• L••Dec 10, 2020 · Other
- R•••• J••••• F••••••• from W•••• F•••• A•••••••Jul 6, 2020 · Wirehouse to independent RIA
- J••••• M•••••• D••• from R••••••••• W••••••• G••••Apr 12, 2019 · Other
- T••••• C• C•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 31, 2018 · Wirehouse to independent RIA
- B•••••• L•• A•••••• from B••••• A••••••• L••May 26, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B••••• A••••••• L••Oct 31, 2024 · Pasadena, Ca
- 2 joined from B••••• A••••••• L••Jan 31, 2018 · Scottsdale, Az
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• V••••••• R••• E••••• F••• I• L• | $31.0M | 50 | Mar 13, 2026 | |
| A•• V•••••• F••• V• L• | $21.6M | 70 | Mar 13, 2026 | |
| A•• V•••••• F••• V• L• | $20.9M | 55 | Mar 13, 2026 | |
| A•• V•••••• F••• I•• L• | Venture Capital Fund | $17.2M | 52 | Mar 28, 2024 |
| A•• V•••••• F••• I••• L•• | Venture Capital Fund | $8.1M | 31 | Mar 23, 2022 |
| A•• V•••••• F••• I•• L•• | Venture Capital Fund | $3.6M | 35 | Mar 25, 2021 |
| A•• V•••••• F••• I• L•• | Venture Capital Fund | $3.0M | 16 | Nov 2, 2018 |
| B•••••• R•••• L• | $1.4M | 30 | Mar 13, 2026 | |
| A•• V•••••• O••••••••• F••• I• L•• | Venture Capital Fund | $1.0M | 25 | Jun 29, 2020 |
| A•• V••••••• S•• I•• | Venture Capital Fund | $187,327 | 15 | Mar 23, 2022 |
| A•• V•••••• S•• I• L••no longer reported | Venture Capital Fund | $69,274 | 8 | Mar 20, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• B••••••• L•• · Partnercontrolsince 02/2017 · owns 25% to 50%
- A••••••• E•••• D••••• · Membercontrolsince 02/2017 · owns 25% to 50%
- D•••• J•••••• M•••••• · Membercontrolsince 01/2023 · owns 10% to 25%
- M••••••••• R•••••• D•• · Membercontrolsince 02/2017 · owns 10% to 25%
- L••••• D••••• B••••••••• · Chief Compliance Officersince 10/2023 · owns less than 5%
- P•••••••• D••••• R•••••• · Membersince 02/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• V••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca | 13 | 8 | 0 | ||
| Phoenix, Az · principal | 8 | 0 | 1 | ||
| Los Angeles, Ca | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pasadena, CA7 employees
- Baton Rouge, LA1 employees
- Tyler, TX1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2,586 to 2,885Nov 3, 2025 to Mar 13, 2026
- Advisory employees · 24 to 28Nov 3, 2025 to Mar 13, 2026
- Corporate clients · 10.0 to unsetNov 3, 2025 to Mar 13, 2026
- HNW clients · 199 to 236Nov 3, 2025 to Mar 13, 2026
- Pooled vehicle clients · 8 to 12Nov 3, 2025 to Mar 13, 2026
- Assets in custody · $816M to $1.5BNov 3, 2025 to Mar 13, 2026
- Employees · 27 to 38Nov 3, 2025 to Mar 13, 2026
- State-registered IARs · 24 to 28Nov 3, 2025 to Mar 13, 2026
- Private funds · 8 to 10Nov 3, 2025 to Mar 13, 2026
- Discretionary RAUM · $1.2B to $1.5BNov 3, 2025 to Mar 13, 2026
- HNW RAUM · $996M to $1.3BNov 3, 2025 to Mar 13, 2026
- Individual RAUM · $78.2M to $75.2MNov 3, 2025 to Mar 13, 2026
- Pension RAUM · $922,112 to $1.1MNov 3, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $70.1M to $111MNov 3, 2025 to Mar 13, 2026
- RAUM · $1.2B to $1.5BNov 3, 2025 to Mar 13, 2026
- Accounts · 2,463 to 2,586May 15, 2024 to Mar 31, 2025
- Advisory employees · 15 to 24May 15, 2024 to Mar 31, 2025
- Corporate clients · unset to 10.0May 15, 2024 to Mar 31, 2025
- HNW clients · 165 to 199May 15, 2024 to Mar 31, 2025
- Individual clients · 224 to 219May 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 8.0May 15, 2024 to Mar 31, 2025
- Assets in custody · $174M to $816MMay 15, 2024 to Mar 31, 2025
- Employees · 30 to 27May 15, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250May 15, 2024 to Mar 31, 2025
- State-registered IARs · 15 to 24May 15, 2024 to Mar 31, 2025
- Private funds · 6 to 8May 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $861M to $1.2BMay 15, 2024 to Mar 31, 2025
- HNW RAUM · $710M to $996MMay 15, 2024 to Mar 31, 2025
- Individual RAUM · $142M to $78.2MMay 15, 2024 to Mar 31, 2025
- Pension RAUM · $5.7M to $922,112May 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 70118882.0May 15, 2024 to Mar 31, 2025
- RAUM · $861M to $1.2BMay 15, 2024 to Mar 31, 2025
- Accounts · 1,626 to 2,463Nov 10, 2023 to Mar 28, 2024
- Charity clients · 1.0 to unsetNov 10, 2023 to Mar 28, 2024
- Corporate clients · 1.0 to unsetNov 10, 2023 to Mar 28, 2024
- HNW clients · 154 to 165Nov 10, 2023 to Mar 28, 2024
- Individual clients · 178 to 224Nov 10, 2023 to Mar 28, 2024
- Assets in custody · $27.6M to $174MNov 10, 2023 to Mar 28, 2024
- Employees · 21 to 30Nov 10, 2023 to Mar 28, 2024
- Other offices · 4 to 5Nov 10, 2023 to Mar 28, 2024
Signals
10 dated events
- J•••• A•••••••• M•• left A•• C••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2026-09-02)Sep 1, 2026 · Advisor changed firm · fact
- A•• C••••••• L•• reported RAUM $1.5B, up 29% from $1.2B (2025-11-03 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- A•• C••••••• L•• reported RAUM $1.2B, up 34% from $860.6M (2024-05-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- 2 advisors left B••••• A••••••• L•• (Pasadena, CA) for A•• C••••••• L•• on the same dayOct 31, 2024 · Team lift-out · derived
- A•• C••••••• L•• reported RAUM $860.6M, up 62% from $530.9M (2023-11-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- M•••••• Justin Dyer (Member) appeared on Schedule A of A•• C••••••• L••Mar 28, 2023 · Control person joined · fact
- J•••• A••• G••••• left A•• C••••••• L•• for C••••• P••••••• L•• (registered 2023-01-17)Dec 7, 2022 · Advisor changed firm · fact
- A•• C••••••• L•• reported RAUM $432.6M, up 61% from $268.0M (2021-11-18 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- D•••• M•••••• N••• left A•• C••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2024-10-28)Feb 10, 2022 · Advisor changed firm · fact
- A•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Nov 2, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• C••••••• L•• · Private Equityshared crd · intermediary
- A•• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 323-940-1339reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/awmcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- athletefamilyoffice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (323) 940-1339reportedpublic record, Form ADV, Mar 13, 2026
- Team page
- athletefamilyoffice.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026