DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Awm Capital, LLC

Independent wealth managerPhoenix, ArizonaCRD 287980SEC 801-114373websiteIAPD
Latest filing Mar 13, 2026
First filing on the tape Nov 2, 2018 · 23 filings
SEC status approved since Dec 3, 2018
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$1.4B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$51.3M
derived; firm RAUM over IAPD count
Employees
38
28 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
10
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.5B as of Mar 13, 2026
Mar 20, 2019$143M then
HNW client RAUM$1.3B as of Mar 13, 2026
Mar 20, 2019$69.8M then
State-registered IARs (5.B.3)28 as of Mar 13, 2026
Mar 20, 20194 then
Employees (5.A)38 as of Mar 13, 2026
Mar 20, 20198 then
Private funds10 as of Mar 13, 2026
Mar 20, 20192 then
RAUM +29% over the last fiscal year+41% a year over threeIARs 24 to 28
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$51.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.5MderivedHNW RAUM over HNW clients
Average account
$515,508derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.5B, 458 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B87%
  • Pooled investment vehicles$111M7.4%
  • Individuals$75.2M5.1%
  • Charitable organizations$6.2M0.4%
  • Pension and profit-sharing plans$1.1M0.1%
Individual clients
219reported
HNW clients
236reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,885reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 458 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.92 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
29 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Erik Daniel AverillCertified Financial PlannerPhoenix, AzMay 23, 201717 y2
Robert Don McconchiePersonal Financial SpecialistPhoenix, AzMay 23, 201716 y0
Brandon Lee AverillCertified Financial PlannerLos Angeles, CaMay 26, 201716 y2
Travis C ChickCertified Financial PlannerTyler, TxOct 31, 201812 y1
Justin Michael DyerCertified Financial Planner, Chartered Financial AnalystLos Angeles, CaApr 12, 201918 y7
Joshua McalisterCertified Financial PlannerPhoenix, AzAug 3, 202011 y0
Zachary Joseph MillerPhoenix, AzOct 8, 202011 y0
Chase Knowlton DominguezCertified Financial PlannerLos Angeles, CaOct 20, 202013 y0
Bryson Wills Mc GuffeyBaton Rouge, LaDec 10, 202015 y1
Jeffrey Ryan LockeCertified Financial PlannerLos Angeles, Ca Jan 26, 202313 y1
Aaron David GoldbergCertified Financial PlannerLos Angeles, CaApr 19, 202318 y1
Samuel Onyedikachi AchoDallas, Tx Nov 10, 202315 y0
Riccardo Kirshun StewartPhoenix, AzDec 7, 202319 y0
Charles Michael TooleCertified Financial PlannerAtlanta, GaApr 5, 202411 y1
Robert Ray PetersPasadena, CaJul 15, 202413 y0
Sean Philip RichardsonPasadena, CaJul 19, 202412 y0
Ethan Austin GahmPasadena, CaJul 19, 202412 y0
Francisco Javier SanchezCertified Financial PlannerPasadena, CaJul 26, 202414 y1
Mena R HannaChartered Financial AnalystLos Angeles, CaNov 8, 202412 y1
Corbin Davis BozosiCertified Financial PlannerPhoenix, AzApr 29, 202513 y1
Braden Robert GriffithsPasadena, CaMay 23, 202511 y0
Roger Walton FergusonPasadena, CaOct 10, 202510 y0
Nathan Minho ChongPasadena, CaJan 29, 202610 y0
Sophia Nicol BarclayPasadena, CaFeb 9, 202612 y0
William ChapmanPasadena, CaApr 8, 202611 y1
Spencer Everett SeidPasadena, CaJun 17, 202610 y0
Ella Sloane CampbellPasadena, CaJul 13, 202614 y0
Leighton William HelfrickPasadena, CaJul 24, 202610 y0
Daniel Urbano LemusPasadena, CaAug 3, 202610 y0
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 3.4% of current headcount1 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    11 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Awm Ventures Real Estate Fund I LP$31.0M50Mar 13, 2026
    Awm Venture Fund Vi LP$21.6M70Mar 13, 2026
    Awm Venture Fund V LP$20.9M55Mar 13, 2026
    Awm Venture Fund IV, LPVenture Capital Fund$17.2M52Mar 28, 2024
    Awm Venture Fund III, LLCVenture Capital Fund$8.1M31Mar 23, 2022
    Awm Venture Fund II, LLCVenture Capital Fund$3.6M35Mar 25, 2021
    Awm Venture Fund I LLCVenture Capital Fund$3.0M16Nov 2, 2018
    Baywood Ranch LP$1.4M30Mar 13, 2026
    Awm Venture Opportunity Fund I LLCVenture Capital Fund$1.0M25Jun 29, 2020
    Awm Ventures Spv IIIVenture Capital Fund$187,32715Mar 23, 2022
    Awm Venture Spv I, LLCno longer reportedVenture Capital Fund$69,2748Mar 20, 2019
    Owners and control persons
    Schedule A and B, latest filing
    • Lee Brandon Averill · Partnercontrol
      since 02/2017 · owns 25% to 50%
    • Daniel Erik Averill · Membercontrol
      since 02/2017 · owns 25% to 50%
    • Michael Justin Dyer · Membercontrol
      since 01/2023 · owns 10% to 25%
    • Don Robert Mcconchie · Membercontrol
      since 02/2017 · owns 10% to 25%
    • Bellantoni Debra Lynch · Chief Compliance Officer
      since 10/2023 · owns less than 5%
    • Rickard David Penniall · Member
      since 02/2017 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    • Awm Ventures LLC
      pooled vehicle sponsory
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Pasadena, Ca1380
    Phoenix, Az · principal801
    Los Angeles, Ca600
    Offices
    Schedule D 1.F, the 25 largest
    • Pasadena, CA7 employees
    • Baton Rouge, LA1 employees
    • Tyler, TX1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,586 to 2,885
      Nov 3, 2025 to Mar 13, 2026
    • Advisory employees · 24 to 28
      Nov 3, 2025 to Mar 13, 2026
    • Corporate clients · 10.0 to unset
      Nov 3, 2025 to Mar 13, 2026
    • HNW clients · 199 to 236
      Nov 3, 2025 to Mar 13, 2026
    • Pooled vehicle clients · 8 to 12
      Nov 3, 2025 to Mar 13, 2026
    • Assets in custody · $816M to $1.5B
      Nov 3, 2025 to Mar 13, 2026
    • Employees · 27 to 38
      Nov 3, 2025 to Mar 13, 2026
    • State-registered IARs · 24 to 28
      Nov 3, 2025 to Mar 13, 2026
    • Private funds · 8 to 10
      Nov 3, 2025 to Mar 13, 2026
    • Discretionary RAUM · $1.2B to $1.5B
      Nov 3, 2025 to Mar 13, 2026
    • HNW RAUM · $996M to $1.3B
      Nov 3, 2025 to Mar 13, 2026
    • Individual RAUM · $78.2M to $75.2M
      Nov 3, 2025 to Mar 13, 2026
    • Pension RAUM · $922,112 to $1.1M
      Nov 3, 2025 to Mar 13, 2026
    • Pooled vehicle RAUM · $70.1M to $111M
      Nov 3, 2025 to Mar 13, 2026
    • RAUM · $1.2B to $1.5B
      Nov 3, 2025 to Mar 13, 2026
    • Accounts · 2,463 to 2,586
      May 15, 2024 to Mar 31, 2025
    • Advisory employees · 15 to 24
      May 15, 2024 to Mar 31, 2025
    • Corporate clients · unset to 10.0
      May 15, 2024 to Mar 31, 2025
    • HNW clients · 165 to 199
      May 15, 2024 to Mar 31, 2025
    • Individual clients · 224 to 219
      May 15, 2024 to Mar 31, 2025
    • Pooled vehicle clients · unset to 8.0
      May 15, 2024 to Mar 31, 2025
    • Assets in custody · $174M to $816M
      May 15, 2024 to Mar 31, 2025
    • Employees · 30 to 27
      May 15, 2024 to Mar 31, 2025
    • Financial planning clients · 101-250 to 101-250
      May 15, 2024 to Mar 31, 2025
    • State-registered IARs · 15 to 24
      May 15, 2024 to Mar 31, 2025
    • Private funds · 6 to 8
      May 15, 2024 to Mar 31, 2025
    • Discretionary RAUM · $861M to $1.2B
      May 15, 2024 to Mar 31, 2025
    • HNW RAUM · $710M to $996M
      May 15, 2024 to Mar 31, 2025
    • Individual RAUM · $142M to $78.2M
      May 15, 2024 to Mar 31, 2025
    • Pension RAUM · $5.7M to $922,112
      May 15, 2024 to Mar 31, 2025
    • Pooled vehicle RAUM · unset to 70118882.0
      May 15, 2024 to Mar 31, 2025
    • RAUM · $861M to $1.2B
      May 15, 2024 to Mar 31, 2025
    • Accounts · 1,626 to 2,463
      Nov 10, 2023 to Mar 28, 2024
    • Charity clients · 1.0 to unset
      Nov 10, 2023 to Mar 28, 2024
    • Corporate clients · 1.0 to unset
      Nov 10, 2023 to Mar 28, 2024
    • HNW clients · 154 to 165
      Nov 10, 2023 to Mar 28, 2024
    • Individual clients · 178 to 224
      Nov 10, 2023 to Mar 28, 2024
    • Assets in custody · $27.6M to $174M
      Nov 10, 2023 to Mar 28, 2024
    • Employees · 21 to 30
      Nov 10, 2023 to Mar 28, 2024
    • Other offices · 4 to 5
      Nov 10, 2023 to Mar 28, 2024
    Signals
    10 dated events
    • Jacob Alexander May left Awm Capital, Llc for World Investment Advisors, Llc (registered 2026-09-02)
      Sep 1, 2026 · Advisor changed firm · fact
    • Awm Capital, Llc reported RAUM $1.5B, up 29% from $1.2B (2025-11-03 to 2026-03-13)
      Mar 13, 2026 · RAUM change · derived
    • Awm Capital, Llc reported RAUM $1.2B, up 34% from $860.6M (2024-05-15 to 2025-03-31)
      Mar 31, 2025 · RAUM change · derived
    • 2 advisors left Bridge Advisory LLC (Pasadena, CA) for Awm Capital, LLC on the same day
      Oct 31, 2024 · Team lift-out · derived
    • Awm Capital, Llc reported RAUM $860.6M, up 62% from $530.9M (2023-11-10 to 2024-03-28)
      Mar 28, 2024 · RAUM change · derived
    • Michael Justin Dyer (Member) appeared on Schedule A of Awm Capital, Llc
      Mar 28, 2023 · Control person joined · fact
    • Jacob Alan Gurock left Awm Capital, Llc for Cerity Partners Llc (registered 2023-01-17)
      Dec 7, 2022 · Advisor changed firm · fact
    • Awm Capital, Llc reported RAUM $432.6M, up 61% from $268.0M (2021-11-18 to 2022-03-23)
      Mar 23, 2022 · RAUM change · derived
    • Devon Maxwell Nick left Awm Capital, Llc for Beacon Pointe Advisors, Llc (registered 2024-10-28)
      Feb 10, 2022 · Advisor changed firm · fact
    • Athlete Wealth Management filed its initial SEC registration (Form ADV)
      Nov 2, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business phone
    323-940-1339reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/awmcapitalreportedpublic record, Form ADV, Sep 17, 2026
    Website
    athletefamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    (323) 940-1339reportedpublic record, Form ADV, Mar 13, 2026
    Team page
    athletefamilyoffice.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $51.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026