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Team lift-out

4 advisors left A••••••• A••••••• S••••••• for M•••• H••••• W••••• M•••••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander Bruce HarcusGlendale, AzMay 15, 2019May 17, 2019
Christine Champagne MontzGlendale, AzMay 23, 2019May 17, 2019
Joseph Charles MontzGlendale, AzMay 31, 2019Jun 3, 2019
Katrina Jael KourkoutisGlendale, AzJun 3, 2019Jul 3, 2019
The rule
Registrations ended
May 15, 2019 to Jun 3, 2019
Registered next
May 17, 2019 to Jul 3, 2019
Branch state
AZ
Cities
1, most in Glendale, Az
Registered there that day
136 (people still on IAPD; an estimate)
Share of that headcount
2.9%
Succession by the destination
none on the tape