DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Montz Harcus Wealth Management
Legal name Montz Harcus Wealth Management LLC
Latest filing Aug 4, 2026
First filing on the tape Apr 16, 2019 · 35 filings
SEC status approved since May 17, 2019
RAUM
$876M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
91%
$794M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$876M as of Aug 4, 2026
Mar 19, 2020$347M then
HNW client RAUM$687M as of Aug 4, 2026
Mar 19, 2020$226M then
State-registered IARs (5.B.3)6 as of Aug 4, 2026
Mar 19, 20206 then
Employees (5.A)10 as of Aug 4, 2026
Mar 19, 20206 then
Private funds: no history
RAUM +23% over the last fiscal year+25% a year over threeIARs 6 to 6offices 0 to 1
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $572,393derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $400M, 475 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$687M78%
- Individuals$107M12%
- Pension and profit-sharing plans$62.6M7.1%
- Charitable organizations$16.2M1.8%
- Corporations and businesses$3.2M0.4%
- Individual clients
- 447reported
- HNW clients
- 220reported
- Pension plan clients
- 11reported
- Charitable clients
- 2reported
- Accounts
- 1,531reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $400M for 475 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alexander Bruce HarcusCertified Financial Planner | New Orleans, La | May 17, 2019 | 12 y | 1 |
| Christine Champagne MontzCertified Financial Planner | New Orleans, La | May 17, 2019 | 26 y | 1 |
| Joseph Charles Montz | New Orleans, La | Jun 3, 2019 | 44 y | 1 |
| Mary Elizabeth Brown | New Orleans, La | Dec 6, 2019 | 22 y | 0 |
| Morell S Crane | New Orleans, La | Oct 14, 2020 | 12 y | 2 |
| Bennett Lyle Duffy | New Orleans, La | Apr 7, 2026 | 12 y | 4 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Hannah Reed Tucker to Stokes Family Office LLCJan 5, 2026 · RIA to RIA
- Katrina Jael Kourkoutis to A More Certain PathJan 25, 2022 · RIA to a state-registered adviser
- Brian Edward Currie to Hub Investment Partners, LLCSep 25, 2020 · Other
Joined, latest
- Bennett Lyle Duffy from Newedge AdvisorsApr 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Morell S Crane from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 14, 2020 · Wirehouse to independent RIA
- Katrina Jael Kourkoutis from Ameritas Advisory ServicesJul 3, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Joseph Charles Montz from Ameritas Advisory ServicesJun 3, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Alexander Bruce Harcus from Ameritas Advisory ServicesMay 17, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Christine Champagne Montz from Ameritas Advisory ServicesMay 17, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Ameritas Advisory ServicesMay 15, 2019 · Glendale, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bruce Alexander Harcus · Member/Vice President/Chief Compliance Officercontrolsince 04/2019 · owns 10% to 25%
- Champagne Christine Montz · Managing Member/Presidentcontrolsince 04/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 6 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 20, 2026 to Jun 2, 2026
- Employees · 9 to 10Mar 20, 2026 to Jun 2, 2026
- State-registered IARs · 5 to 6Mar 20, 2026 to Jun 2, 2026
- Accounts · 1,332 to 1,531Jan 5, 2026 to Mar 20, 2026
- Corporate clients · 5 to 7Jan 5, 2026 to Mar 20, 2026
- HNW clients · 154 to 220Jan 5, 2026 to Mar 20, 2026
- Individual clients · 444 to 447Jan 5, 2026 to Mar 20, 2026
- Assets in custody · unset to 399920890.0Jan 5, 2026 to Mar 20, 2026
- Custody of client assets · false to trueJan 5, 2026 to Mar 20, 2026
- Employees · 8 to 9Jan 5, 2026 to Mar 20, 2026
- Other offices · 0 to 1Jan 5, 2026 to Mar 20, 2026
- Discretionary RAUM · $645M to $795MJan 5, 2026 to Mar 20, 2026
- HNW RAUM · $476M to $687MJan 5, 2026 to Mar 20, 2026
- Individual RAUM · $174M to $107MJan 5, 2026 to Mar 20, 2026
- Non-discretionary RAUM · $68.2M to $81.8MJan 5, 2026 to Mar 20, 2026
- Pension RAUM · $53.2M to $62.6MJan 5, 2026 to Mar 20, 2026
- RAUM · $714M to $876MJan 5, 2026 to Mar 20, 2026
- Advisory employees · 6 to 5Mar 20, 2025 to Jan 5, 2026
- Employees · 9 to 8Mar 20, 2025 to Jan 5, 2026
- State-registered IARs · 6 to 5Mar 20, 2025 to Jan 5, 2026
- Accounts · 1,186 to 1,332Oct 10, 2024 to Mar 20, 2025
- Charity clients · 1 to 2Oct 10, 2024 to Mar 20, 2025
- Corporate clients · 6 to 5Oct 10, 2024 to Mar 20, 2025
- HNW clients · 149 to 154Oct 10, 2024 to Mar 20, 2025
- Individual clients · 426 to 444Oct 10, 2024 to Mar 20, 2025
- Pension plan clients · 10 to 11Oct 10, 2024 to Mar 20, 2025
- Employees · 7 to 9Oct 10, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Oct 10, 2024 to Mar 20, 2025
- Discretionary RAUM · $519M to $645MOct 10, 2024 to Mar 20, 2025
- HNW RAUM · $392M to $476MOct 10, 2024 to Mar 20, 2025
- Individual RAUM · $125M to $174MOct 10, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $44.9M to $68.2MOct 10, 2024 to Mar 20, 2025
- Pension RAUM · $33.2M to $53.2MOct 10, 2024 to Mar 20, 2025
- RAUM · $564M to $714MOct 10, 2024 to Mar 20, 2025
- Accounts · 1,102 to 1,186Feb 21, 2024 to Mar 14, 2024
- Corporate clients · 2 to 6Feb 21, 2024 to Mar 14, 2024
- HNW clients · 107 to 149Feb 21, 2024 to Mar 14, 2024
- Individual clients · 448 to 426Feb 21, 2024 to Mar 14, 2024
- Pension plan clients · 9 to 10Feb 21, 2024 to Mar 14, 2024
- Employees · 9 to 7Feb 21, 2024 to Mar 14, 2024
Signals
5 dated events
- Hannah Reed Tucker left Montz Harcus Wealth Management for Stokes Family Office Llc (registered 2026-01-05)Jan 5, 2026 · Advisor changed firm · fact
- Montz Harcus Wealth Management reported RAUM $713.7M, up 27% from $563.8M (2024-10-10 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- Montz Harcus Wealth Management reported RAUM $563.8M, up 25% from $450.6M (2024-02-21 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- Katrina Jael Kourkoutis left Montz Harcus Wealth Management for A More Certain Path (registered 2022-02-01)Jan 25, 2022 · Advisor changed firm · fact
- Montz Harcus Wealth Management Llc filed its initial SEC registration (Form ADV)Apr 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@montzharcus.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-483-0398reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-488-3700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/montz-harcus-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/physicians-resource-group-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- montzharcus.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-488-3700reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026