DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for K•••• I••••••••• G••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Aaron Matthew SpitznerWaukesha, WiOct 12, 2020Sep 30, 2020
John James WhiteWaukesha, WiOct 12, 2020Sep 30, 2020
Joseph Michael StillWaukesha, WiOct 12, 2020Sep 30, 2020
Marie Ann Nichole SchuettWaukesha, WiOct 12, 2020Sep 30, 2020
Paul Leonard SchaeferWaukesha, WiOct 12, 2020Sep 30, 2020
Rebecca Jean GruverWaukesha, WiOct 12, 2020Nov 18, 2020
The rule
Registrations ended
Oct 12, 2020
Registered next
Sep 30, 2020 to Nov 18, 2020
Branch state
WI
Cities
1, most in Waukesha, Wi
Registered there that day
4,502 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of R•••••• J•••• F•••••••• S••••••• A•••••••• I••Other teams into K•••• I••••••••• G••••• L••