DFX Intelligence
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Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S••••• M•••••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kelly Sue Penn | Fayetteville, Ar | Mar 30, 2020 | May 11, 2020 |
| Timothy Jonathan Poole | Hot Springs, Ar | Apr 13, 2020 | May 20, 2020 |
The rule
- Registrations ended
- Mar 30, 2020 to Apr 13, 2020
- Registered next
- May 11, 2020 to May 20, 2020
- Branch state
- AR
- Cities
- 2, most in Fayetteville, Ar
- Registered there that day
- 4,393 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape