DFX Intelligence
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Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W••••••••• P•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas Steven Riggert | Omaha, Ne | Nov 9, 2020 | Nov 12, 2020 |
| Nathan Robert Legrand | Omaha, Ne | Nov 9, 2020 | Nov 12, 2020 |
The rule
- Registrations ended
- Nov 9, 2020
- Registered next
- Nov 12, 2020
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 4,501 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape