DFX Intelligence
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Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for V•••• F•••••••• M••••••••• I•••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Roger Mcconnell | Lompoc, Ca | Oct 3, 2018 | Oct 9, 2018 |
| Erika Landon | Lompoc, Ca | Oct 11, 2018 | Oct 8, 2018 |
The rule
- Registrations ended
- Oct 3, 2018 to Oct 11, 2018
- Registered next
- Oct 8, 2018 to Oct 9, 2018
- Branch state
- CA
- Cities
- 1, most in Lompoc, Ca
- Registered there that day
- 3,919 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- a succession within a year (Mar 15, 2018), not necessarily this firm