DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• C••••• G••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Andy Lee ThorntonWinnie, TxOct 2, 2020Sep 15, 2020
Gary Lane PankratzHouston, TxOct 2, 2020Nov 12, 2020
James Edward MccarthyHouston, TxOct 2, 2020Sep 16, 2020
Joshua Holt HallHouston, TxOct 2, 2020Oct 21, 2020
Rex Clinton WhitesideHouston, TxOct 2, 2020Sep 9, 2020
Ryan Lockert SleeperHouston, TxOct 2, 2020Oct 22, 2020
The rule
Registrations ended
Oct 2, 2020
Registered next
Sep 9, 2020 to Nov 12, 2020
Branch state
TX
Cities
2, most in Houston, Tx
Registered there that day
4,519 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of R•••••• J•••• F•••••••• S••••••• A•••••••• I••Other teams into T•• C••••• G••••