DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• C••••• G••••
Legal name T•• C••••• G••••• I•••
Latest filing Jul 17, 2026
First filing on the tape Aug 3, 2020 · 18 filings
SEC status approved since Sep 2, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.1B as of Jul 17, 2026
Mar 18, 2021$506M then
HNW client RAUM$969M as of Jul 17, 2026
Mar 18, 2021$292M then
State-registered IARs (5.B.3)9 as of Jul 17, 2026
Mar 18, 20214 then
Employees (5.A)14 as of Jul 17, 2026
Mar 18, 20219 then
Private funds: no history
RAUM +26% over the last fiscal year+23% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $618,026derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $54.5M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$969M88%
- Individuals$132M12%
- Pension and profit-sharing plans$2.5M0.2%
- Individual clients
- 393reported
- HNW clients
- 220reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,786reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $54.5M for 24 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•• C•••••• W•••••••• | Houston, Tx | Sep 9, 2020 | 35 y | 3 |
| A••• L•• T••••••• | Houston, Tx | Sep 15, 2020 | 26 y | 2 |
| J•••• E••••• M••••••• | Houston, Tx | Sep 16, 2020 | 45 y | 2 |
| R••• L•••••• S••••••Certified Financial Planner | Houston, Tx | Oct 22, 2020 | 15 y | 1 |
| G••• L••• P••••••• | Houston, Tx | Nov 12, 2020 | 39 y | 2 |
| H•••• L••••• G••• | Houston, Tx | Sep 7, 2022 | 14 y | 0 |
| D•••••• R•• D••• | Angleton, Tx | Apr 3, 2023 | 21 y | 2 |
| M•••••• J••• W•••••••• | Houston, Tx | Nov 12, 2024 | 10 y | 0 |
| C••• J•••• G••••••• | Houston, Tx | Sep 2, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• H••• H••• to P••••••• A•••••••• L••Feb 25, 2025 · RIA to RIA
Joined, latest
- D•••••• R•• D••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Apr 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- G••• L••• P••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 12, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- R••• L•••••• S•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 22, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• H••• H••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 21, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• E••••• M••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 16, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- A••• L•• T••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 15, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- R•• C•••••• W•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 9, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2020 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••••• R••• C•••••• · President And Chief Compliance Officercontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
- T•• C••••• I•••••••• G••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 9 | 0 | 0 | ||
| Winnie, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Angleton, TX3 employees
- Winnie, TX1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,807 to 1,786Oct 30, 2025 to Feb 25, 2026
- HNW clients · 184 to 220Oct 30, 2025 to Feb 25, 2026
- Individual clients · 422 to 393Oct 30, 2025 to Feb 25, 2026
- Assets in custody · $34.0M to $54.5MOct 30, 2025 to Feb 25, 2026
- Employees · 13 to 14Oct 30, 2025 to Feb 25, 2026
- Discretionary RAUM · $877M to $1.1BOct 30, 2025 to Feb 25, 2026
- HNW RAUM · $734M to $969MOct 30, 2025 to Feb 25, 2026
- Individual RAUM · $142M to $132MOct 30, 2025 to Feb 25, 2026
- Pension RAUM · $2.1M to $2.5MOct 30, 2025 to Feb 25, 2026
- RAUM · $877M to $1.1BOct 30, 2025 to Feb 25, 2026
- Accounts · 1,680 to 1,807May 29, 2024 to Feb 5, 2025
- Advisory employees · 8 to 9May 29, 2024 to Feb 5, 2025
- Advisory activities · 4 to 5May 29, 2024 to Feb 5, 2025
- HNW clients · 171 to 184May 29, 2024 to Feb 5, 2025
- Individual clients · 430 to 422May 29, 2024 to Feb 5, 2025
- Assets in custody · $41.8M to $34.0MMay 29, 2024 to Feb 5, 2025
- Employees · 14 to 13May 29, 2024 to Feb 5, 2025
- Financial planning clients · More than 500 to More than 500May 29, 2024 to Feb 5, 2025
- State-registered IARs · 8 to 9May 29, 2024 to Feb 5, 2025
- Discretionary RAUM · $798M to $877MMay 29, 2024 to Feb 5, 2025
- HNW RAUM · $663M to $734MMay 29, 2024 to Feb 5, 2025
- Individual RAUM · $135M to $142MMay 29, 2024 to Feb 5, 2025
- Pension RAUM · unset to 2105197.0May 29, 2024 to Feb 5, 2025
- RAUM · $798M to $877MMay 29, 2024 to Feb 5, 2025
- Accounts · 1,263 to 1,680Sep 11, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Sep 11, 2023 to Mar 27, 2024
- HNW clients · 132 to 171Sep 11, 2023 to Mar 27, 2024
- Individual clients · 324 to 430Sep 11, 2023 to Mar 27, 2024
- Assets in custody · $12.2M to $41.8MSep 11, 2023 to Mar 27, 2024
- Employees · 10 to 14Sep 11, 2023 to Mar 27, 2024
- Financial planning clients · 251-500 to More than 500Sep 11, 2023 to Mar 27, 2024
- State-registered IARs · 6 to 8Sep 11, 2023 to Mar 27, 2024
- Other offices · 2 to 3Sep 11, 2023 to Mar 27, 2024
- Discretionary RAUM · $600M to $798MSep 11, 2023 to Mar 27, 2024
- HNW RAUM · $506M to $663MSep 11, 2023 to Mar 27, 2024
- Individual RAUM · $94.3M to $135MSep 11, 2023 to Mar 27, 2024
- RAUM · $600M to $798MSep 11, 2023 to Mar 27, 2024
- Business name · CLARUS WEALTH GROUP to THE CLARUS GROUPMar 31, 2023 to Sep 11, 2023
- Accounts · 1,208 to 1,263Mar 22, 2022 to Mar 31, 2023
- Advisory employees · 5 to 7Mar 22, 2022 to Mar 31, 2023
Signals
4 dated events
- The Clarus Group reported RAUM $1.1B, up 26% from $877.3M (2025-10-30 to 2026-02-25)Feb 25, 2026 · RAUM change · derived
- Joshua Holt Hall left The Clarus Group for Parallel Advisors, Llc (registered 2025-06-28)Feb 25, 2025 · Advisor changed firm · fact
- The Clarus Group reported RAUM $798.0M, up 33% from $600.1M (2023-09-11 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Clarus Wealth Group filed its initial SEC registration (Form ADV)Aug 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 409-242-2427reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-621-3500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 979-849-5220reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/claruswealthgroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- claruswealthgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-621-3500reportedpublic record, Form ADV, Jul 17, 2026
- Contact form
- claruswealthgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- claruswealthgroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026