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Team lift-out

2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for H•••••• W•••• P•••••• W•••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Lee HeistenAnchorage, AkDec 3, 2021Nov 11, 2021
William Kenneth WrennAnchorage, AkDec 8, 2021Nov 11, 2021
The rule
Registrations ended
Dec 3, 2021 to Dec 8, 2021
Registered next
Nov 11, 2021
Branch state
AK
Cities
1, most in Anchorage, Ak
Registered there that day
4,947 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape