DFX Intelligence
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Team lift-out
6 advisors left M••••• S•••••• for J••• M••••• P•••••• W••••• A••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Heather Miran Chung | Los Angeles, Ca | Mar 24, 2023 | Mar 3, 2023 |
| Nicholas Evan Davey | Beverly Hills, Ca | Mar 24, 2023 | Mar 3, 2023 |
| Gina Kim Seid | Los Angeles, Ca | Mar 27, 2023 | Mar 3, 2023 |
| John Garofalo | Los Angeles, Ca | Mar 27, 2023 | Mar 3, 2023 |
| Paul Michael Burke | Los Angeles, Ca | Mar 28, 2023 | Mar 3, 2023 |
| Jeffrey Robert Tyler | Los Angeles, Ca | Mar 31, 2023 | Mar 3, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 24, 2023 to Mar 31, 2023
- Registered next
- Mar 3, 2023
- Branch state
- CA
- Cities
- 2, most in Los Angeles, Ca
- Registered there that day
- 19,364 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Oct 2, 2023), not necessarily this firm