DFX Intelligence
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Team lift-out
5 advisors left M••••• S•••••• for W•••• F•••• A•••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kim L E Shearer | San Rafael, Ca | Sep 30, 2016 | Sep 16, 2016 |
| Thomas Paul Charmley | San Rafael, Ca | Sep 30, 2016 | Sep 16, 2016 |
| Vernon Duane Brown | Eureka, Ca | Oct 12, 2016 | Oct 3, 2016 |
| Matthew Gene Pfeifer | Santa Cruz, Ca | Oct 18, 2016 | Nov 2, 2016 |
| Helen Haihong Zhao | Beverly Hills, Ca | Oct 25, 2016 | Sep 30, 2016 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 30, 2016 to Oct 25, 2016
- Registered next
- Sep 16, 2016 to Nov 2, 2016
- Branch state
- CA
- Cities
- 4, most in San Rafael, Ca
- Registered there that day
- 13,790 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape