DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for E••••• J••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Karen Dalmau | Los Angeles, Ca | Mar 21, 2024 | Mar 18, 2024 |
| Sergio Rivera Vazquez | San Francisco, Ca | Mar 21, 2024 | Apr 26, 2024 |
The rule
- Registrations ended
- Mar 21, 2024
- Registered next
- Mar 18, 2024 to Apr 26, 2024
- Branch state
- CA
- Cities
- 2, most in San Francisco, Ca
- Registered there that day
- 20,430 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape