DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for W••••• A••••••• S••••••••• L••
wirehousetoindependent RIAWirehouse to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dino N Efthimiou | Indianapolis, In | Nov 6, 2017 | Nov 2, 2017 |
| Nicholas Gerald Christ Finnigan | Indianapolis, In | Nov 6, 2017 | Nov 2, 2017 |
The rule
- Registrations ended
- Nov 6, 2017
- Registered next
- Nov 2, 2017
- Branch state
- IN
- Cities
- 1, most in Indianapolis, In
- Registered there that day
- 14,249 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape