DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left M••••• S•••••• for R••••••••• C•••••• M•••••••••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander F BarrettScottsdale, AzAug 26, 2020Aug 21, 2020
Kenneth Eugene MilanoScottsdale, AzAug 26, 2020Aug 21, 2020
Kent Ray WeaverScottsdale, AzAug 26, 2020Aug 21, 2020
Laura Ann RiderScottsdale, AzAug 26, 2020Aug 21, 2020
Richard Lawrence SchmockScottsdale, AzAug 26, 2020Aug 21, 2020
The rule
Registrations ended
Aug 26, 2020
Registered next
Aug 21, 2020
Branch state
AZ
Cities
1, most in Scottsdale, Az
Registered there that day
16,277 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M••••• S••••••Other teams into R••••••••• C•••••• M•••••••••