DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for R••••••••• C•••••• M•••••••••
wirehousetoindependent RIAWirehouse to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John M Lockwood | New York, Ny | Feb 24, 2020 | Feb 3, 2021 |
| Daniel N Marchon | New York, Ny | Feb 26, 2020 | Feb 1, 2021 |
The rule
- Registrations ended
- Feb 24, 2020 to Feb 26, 2020
- Registered next
- Feb 1, 2021 to Feb 3, 2021
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 15,461 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape