DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for L•• F•••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Janet Ann Waller | Laguna Niguel, Ca | Jan 22, 2026 | Jan 20, 2026 |
| Jason Mochi | Santa Barbara, Ca | Jan 27, 2026 | Jan 20, 2026 |
The rule
- Registrations ended
- Jan 22, 2026 to Jan 27, 2026
- Registered next
- Jan 20, 2026
- Branch state
- CA
- Cities
- 2, most in Laguna Niguel, Ca
- Registered there that day
- 22,292 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape