DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left M••••• S•••••• for R•••••• J•••• • A••••••••• I•••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Byungdo Richard YaeChicago, IlSep 16, 2020Sep 15, 2020
Janet Dorothy MoellerChicago, IlSep 16, 2020Sep 23, 2020
John Charles JoyceChicago, IlSep 16, 2020Sep 15, 2020
Keith Richard JensenChicago, IlSep 16, 2020Sep 16, 2020
Raquel Jaqueline HorvatinChicago, IlSep 16, 2020Sep 16, 2020
The rule
Registrations ended
Sep 16, 2020
Registered next
Sep 15, 2020 to Sep 23, 2020
Branch state
IL
Cities
1, most in Chicago, Il
Registered there that day
16,348 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M••••• S••••••Other teams into R•••••• J•••• • A••••••••• I•••