DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left M••••• S•••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Laura Giarrusso | Providence, Ri | Aug 24, 2021 | Sep 1, 2021 |
| Robert Byron Richardson | Providence, Ri | Aug 24, 2021 | Aug 13, 2021 |
| Tricia Scardino O'Neil | Providence, Ri | Aug 24, 2021 | Aug 23, 2021 |
The rule
- Registrations ended
- Aug 24, 2021
- Registered next
- Aug 13, 2021 to Sep 1, 2021
- Branch state
- RI
- Cities
- 1, most in Providence, Ri
- Registered there that day
- 17,476 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape