DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left M••••• S•••••• for S•••••• N••••••• • C••••••• I•••••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Ming Yuen Ark | Honolulu, Hi | Oct 28, 2015 | Oct 23, 2015 |
| Malia Ark Uota | Honolulu, Hi | Oct 28, 2015 | Oct 23, 2015 |
| Michael Wong Ark | Honolulu, Hi | Oct 28, 2015 | Oct 23, 2015 |
The rule
- Registrations ended
- Oct 28, 2015
- Registered next
- Oct 23, 2015
- Branch state
- HI
- Cities
- 1, most in Honolulu, Hi
- Registered there that day
- 13,321 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape