DFX Intelligence
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Team lift-out
2 advisors left L•••••• W••••• M••••••••• L•• for S•••••• C•••••• A••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Dec 26, 2023
- Registered next
- Dec 14, 2023
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 11%
- Succession by the destination
- none on the tape