DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Laidlaw Wealth Management LLC

Independent wealth managerNew York, New YorkCRD 150040SEC 801-112592websiteIAPD
Latest filing Apr 27, 2026
First filing on the tape Feb 7, 2018 · 56 filings
SEC status approved since Mar 9, 2018
RAUM
$108M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
89%
$96.2M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$18.0M
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$108M as of Apr 27, 2026
Mar 7, 2019$53.1M then
HNW client RAUM$73.8M as of Apr 27, 2026
Mar 7, 2019$11.4M then
State-registered IARs (5.B.3)7 as of Apr 27, 2026
Mar 7, 20192 then
Employees (5.A)13 as of Apr 27, 2026
Mar 7, 20192 then
Private funds: no history
RAUM -5.8% over the last fiscal year-50% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$18.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$441,085derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
1.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
-5.8%derivedbetween the last two annual amendments
Advisor growth, one year
-13%derivedItem 5.B.3 between annual amendments
Client growth, one year
-7.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$73.8M72%
  • Individuals$22.4M22%
  • Charitable organizations$3.6M3.5%
  • Corporations and businesses$2.9M2.8%
Individual clients
73reported
HNW clients
27reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
245reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Alex ShtaynbergerNew York, NyApr 19, 201034 y0
Sachin KumarNew York, NyOct 13, 201919 y1
Matthew Terry ParkerNew York, NyJan 2, 202030 y0
Mathew Telly MoschovasNew York, NyFeb 18, 202011 y0
Henrique David LucenaCoral Gables, Fl Aug 11, 202016 y2
Henry Oliver MccormackNew York, NyDec 23, 202117 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount13 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Payson John Tesei · Trustee Of The Buff Trustcontrol
    since 04/2009 · owns less than 5%
  • Stavros Theologos Basis · Chief Compliance Officer
    since 11/2021 · owns less than 5%
  • Keith Hassan · Managing Partner
    since 02/2018 · owns less than 5%
Entity owners
  • Laidlaw Holdings, Ltd · Owner
    direct · owns 75% or more
  • Buff Trust · Owner
    indirect · owns 50% to 75% of Laidlaw Holdings, Ltd
  • Garnet Trust · Owner
    indirect · owns 50% to 75% of Laidlaw Holdings, Ltd
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny · principal601
Coral Gables, Fl100
Offices
Schedule D 1.F, the 25 largest
  • Coral Gables, FL2 employees
  • Pasadena, CA2 employees
What changed
consecutive filings, newest first
  • Accounts · 235 to 245
    Jul 30, 2025 to Mar 16, 2026
  • Advisory employees · 3 to 5
    Jul 30, 2025 to Mar 16, 2026
  • BD registered reps · 14 to 13
    Jul 30, 2025 to Mar 16, 2026
  • HNW clients · 28 to 27
    Jul 30, 2025 to Mar 16, 2026
  • Individual clients · 80 to 73
    Jul 30, 2025 to Mar 16, 2026
  • Employees · 15 to 13
    Jul 30, 2025 to Mar 16, 2026
  • State-registered IARs · 8 to 7
    Jul 30, 2025 to Mar 16, 2026
  • Discretionary RAUM · $111M to $104M
    Jul 30, 2025 to Mar 16, 2026
  • HNW RAUM · $70.7M to $73.8M
    Jul 30, 2025 to Mar 16, 2026
  • Individual RAUM · $23.4M to $22.4M
    Jul 30, 2025 to Mar 16, 2026
  • Non-discretionary RAUM · $3.4M to $3.7M
    Jul 30, 2025 to Mar 16, 2026
  • RAUM · $115M to $108M
    Jul 30, 2025 to Mar 16, 2026
  • Financial planning clients · 1-10 to 1-10
    May 15, 2025 to Jul 30, 2025
  • Accounts · 1,171 to 235
    Dec 19, 2024 to Mar 28, 2025
  • Advisory employees · 11 to 3
    Dec 19, 2024 to Mar 28, 2025
  • BD registered reps · 22 to 14
    Dec 19, 2024 to Mar 28, 2025
  • Corporate clients · 11 to 5
    Dec 19, 2024 to Mar 28, 2025
  • HNW clients · 112 to 28
    Dec 19, 2024 to Mar 28, 2025
  • Individual clients · 319 to 80
    Dec 19, 2024 to Mar 28, 2025
  • Employees · 22 to 15
    Dec 19, 2024 to Mar 28, 2025
  • State-registered IARs · 12 to 8
    Dec 19, 2024 to Mar 28, 2025
  • Other offices · 2 to 3
    Dec 19, 2024 to Mar 28, 2025
  • Discretionary RAUM · $522M to $111M
    Dec 19, 2024 to Mar 28, 2025
  • HNW RAUM · $383M to $70.7M
    Dec 19, 2024 to Mar 28, 2025
  • Individual RAUM · $115M to $23.4M
    Dec 19, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $8.1M to $3.4M
    Dec 19, 2024 to Mar 28, 2025
  • RAUM · $530M to $115M
    Dec 19, 2024 to Mar 28, 2025
  • Accounts · 1,349 to 1,171
    Jan 23, 2024 to Feb 6, 2024
  • BD registered reps · 12 to 22
    Jan 23, 2024 to Feb 6, 2024
  • Corporate clients · 13 to 11
    Jan 23, 2024 to Feb 6, 2024
  • HNW clients · 128 to 112
    Jan 23, 2024 to Feb 6, 2024
  • Individual clients · 363 to 319
    Jan 23, 2024 to Feb 6, 2024
  • Employees · 15 to 22
    Jan 23, 2024 to Feb 6, 2024
  • Other offices · 0 to 2
    Jan 23, 2024 to Feb 6, 2024
  • Discretionary RAUM · $563M to $522M
    Jan 23, 2024 to Feb 6, 2024
  • HNW RAUM · $417M to $383M
    Jan 23, 2024 to Feb 6, 2024
  • Individual RAUM · $123M to $115M
    Jan 23, 2024 to Feb 6, 2024
  • Non-discretionary RAUM · $10.2M to $8.1M
    Jan 23, 2024 to Feb 6, 2024
  • RAUM · $573M to $530M
    Jan 23, 2024 to Feb 6, 2024
  • Other offices · 5 to 0
    Jul 26, 2023 to Jul 31, 2023
Signals
44 dated events
  • Kai Kang left Laidlaw Wealth Management Llc for Morgan Stanley (registered 2025-09-18)
    Oct 13, 2025 · Advisor changed firm · fact
  • Laidlaw Wealth Management Llc reported RAUM $114.8M, down 78% from $530.4M (2024-12-19 to 2025-03-28)
    Mar 28, 2025 · RAUM change · derived
  • Theologos Stavros Basis left Laidlaw Wealth Management Llc for Spartan Capital Private Wealth Management Llc (registered 2025-04-16)
    Feb 28, 2025 · Advisor changed firm · fact
  • Kenneth Mathieson left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-13)
    Jan 7, 2025 · Advisor changed firm · fact
  • John Mcdermott left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-07)
    Dec 31, 2024 · Advisor changed firm · fact
  • John Walter Cross left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-28)
    Dec 31, 2024 · Advisor changed firm · fact
  • Keith Hassan left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-07)
    Dec 31, 2024 · Advisor changed firm · fact
  • 3 advisors left Laidlaw Wealth Management LLC (New York, NY) for U.S. Capital Wealth Advisors, LLC within 7 days
    Dec 31, 2024 · Team lift-out · derived
  • Andrew Benjamin Ciampichini left Laidlaw Wealth Management Llc for Park Avenue Securities Llc (registered 2024-07-19)
    Jul 30, 2024 · Advisor changed firm · fact
  • Brian J Solomon left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2024-02-22)
    Mar 18, 2024 · Advisor changed firm · fact
  • Richard J Calhoun left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2024-04-08)
    Mar 18, 2024 · Advisor changed firm · fact
  • Joseph Richard Calhoun (Chief Executive Officer) no longer on Schedule A of Laidlaw Wealth Management Llc (listed 2023-08-01, absent 2024-01-04)
    Jan 4, 2024 · Control person left · inference
  • Ron Jacob Zuckerman left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2023-12-14)
    Dec 26, 2023 · Advisor changed firm · fact
  • John Paul Zagroba Mcmanus left Laidlaw Wealth Management Llc for Snowden Capital Advisors Llc (registered 2023-12-14)
    Dec 26, 2023 · Advisor changed firm · fact
  • Patrick F Ceccacci left Laidlaw Wealth Management Llc for Prosperiant Wealth Management, Llc (registered 2023-12-19)
    Dec 26, 2023 · Advisor changed firm · fact
  • 2 advisors left Laidlaw Wealth Management LLC (New York, NY) for Snowden Capital Advisors LLC on the same day
    Dec 26, 2023 · Team lift-out · derived
  • Mark William Cassidy left Laidlaw Wealth Management Llc for Prosperiant Wealth Management, Llc (registered 2023-10-16)
    Nov 13, 2023 · Advisor changed firm · fact
  • Michael J Iacampo left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-09-07)
    Aug 4, 2023 · Advisor changed firm · fact
  • Nancy Zehr left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-11)
    Aug 4, 2023 · Advisor changed firm · fact
  • Marco Antonio Oliveira Muricy left Laidlaw Wealth Management Llc for Brasil Plural Investment Advisor Llc (registered 2025-08-07)
    Aug 4, 2023 · Advisor changed firm · fact
  • Sean D Mcvey left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
    Aug 4, 2023 · Advisor changed firm · fact
  • Laurence Elliott Hulbert left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
    Aug 4, 2023 · Advisor changed firm · fact
  • Mackenzie C Rickman left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
    Aug 4, 2023 · Advisor changed firm · fact
  • Nelson Pereira left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-17)
    Aug 4, 2023 · Advisor changed firm · fact
  • Andrew Joseph Krone left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-28)
    Aug 4, 2023 · Advisor changed firm · fact
  • Craig Daniel Price left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-08-29)
    Aug 4, 2023 · Advisor changed firm · fact
  • Jenee C Peters left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-21)
    Aug 4, 2023 · Advisor changed firm · fact
  • John Cimino left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-17)
    Aug 4, 2023 · Advisor changed firm · fact
  • 9 advisors left Laidlaw Wealth Management LLC (Naples, FL) for Imprint Wealth LLC on the same day
    Aug 4, 2023 · Team lift-out · derived
  • Laidlaw Wealth Management Llc reported 0 offices beyond its principal office, down from 5 (2023-07-26 to 2023-07-31)
    Jul 31, 2023 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
212-953-4910reportedpublic record, Form ADV, Apr 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$18.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026