RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Snowden Capital Advisors LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Morgan Stanley wirehouse | Snowden Capital Advisors LLC BD affiliated | Miami, Fl | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2024 |
| 2 | Laidlaw Wealth Management LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | New York, Ny | RIA to affiliated broker-dealer or bank | Dec 26, 2023 |
| 2 | UBS Financial Services Inc. wirehouse | Snowden Capital Advisors LLC BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2023 |
| 5 | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | New York, Ny | RIA to affiliated broker-dealer or bank | Apr 20, 2022 over 20 d |
| 4 | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 over 2 d |
| 4 | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2021 over 18 d |
| 3 | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Coral Gables, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2021 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Williamsville, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Dec 7, 2020 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Coral Gables, Fl | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2020 over 1 d |
| 2 | J.P. Morgan Securities LLC wirehouse | Snowden Capital Advisors LLC BD affiliated | Chicago, Il | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2019 |
| 4 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC BD affiliated | Coral Gables, Fl | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2019 |
| 2 | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | San Antonio, Tx | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2018 |
| 3 | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | San Antonio, Tx | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2018 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Salisbury, Md +1 | Other | Mar 13, 2017 |
| 4 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | San Diego, Ca | Other | Dec 7, 2015 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Snowden Capital Advisors LLC other | Columbia, Md +1 | Other | Jul 29, 2015 |