DFX Intelligence

RIA Intelligence

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Firm absorbed

5 advisors left K••••••••• C••••••• L•• for M••••• G••••• A••••••• I•••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander Bateman MilesCharlotte, NcNov 7, 2024Oct 27, 2023
Edward Brian SmythCharlotte, NcNov 7, 2024Nov 1, 2023
Hanna H YesufCharlotte, NcNov 7, 2024Oct 31, 2023
Howell Knight HallettCharlotte, NcNov 7, 2024Nov 1, 2023
Nicole BrandonCharlotte, NcNov 7, 2024Oct 27, 2023
The rule
Registrations ended
Nov 7, 2024
Registered next
Oct 27, 2023 to Nov 1, 2023
Branch state
NC
Cities
1, most in Charlotte, Nc
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of K••••••••• C••••••• L••Other teams into M••••• G••••• A••••••• I•••