DFX Intelligence
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2 advisors moved from C•••••• S••••• I••••••••• A•••••••• I•• to S••••• W••••• A•••••••• I•••
Channel change (one enterprise)joined S••••• W••••• A•••••••• I•••
No date on record · this record
No date on record · this record
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lauren Clavelle Mccarroll | San Francisco, Ca | Jan 10, 2022 | Dec 15, 2025 |
| Mark A Mahoney | San Francisco, Ca | Jan 11, 2022 | Dec 15, 2025 |
The rule
- Registrations ended
- Jan 10, 2022 to Jan 11, 2022
- Registered next
- Dec 15, 2025
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 33 (people still on IAPD; an estimate)
- Share of that headcount
- 6.1%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape