DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from C•••••• S••••• I••••••••• A•••••••• I•• to C•••••• S••••• • C••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Thomas P Miller | San Francisco, Ca | Jan 12, 2022 | Jan 5, 2021 |
| Robert Van Hurst | San Francisco, Ca | Jan 25, 2022 | Jan 5, 2021 |
| Michael Ray Brozzo | San Francisco, Ca | Feb 8, 2022 | Jan 6, 2021 |
| Adam G Chase | San Francisco, Ca | Feb 11, 2022 | Jan 10, 2022 |
The rule
- Registrations ended
- Jan 12, 2022 to Feb 11, 2022
- Registered next
- Jan 5, 2021 to Jan 10, 2022
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 31 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape