DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

16 advisors moved from S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••

Not a lift-out: both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Anthony MartinsSt Paul, MnAug 10, 2023Jan 15, 2014
Edward George DeutschlanderSt Paul, MnAug 10, 2023Aug 7, 2009
Eric Thomas HoebbelSt Paul, MnAug 10, 2023Jan 23, 2018
Glenn Robert RyanSt Paul, MnAug 10, 2023Nov 27, 2019
James Erik JaderborgSt Paul, MnAug 10, 2023Sep 13, 2013
Jenna Catherine SiversonSt Paul, MnAug 10, 2023Jan 7, 2014
Joshua Clinton EvensonSt Paul, MnAug 10, 2023Nov 7, 2003
Katherine M TerlindenSt Paul, MnAug 10, 2023Feb 9, 2016
Kayla Ann NikulaSt Paul, MnAug 10, 2023Jan 9, 2018
Lloyd Lucas StrodeSt Paul, MnAug 10, 2023Dec 5, 2019
Maxwell Jay DowdySt Paul, MnAug 10, 2023Oct 14, 2020
Patrick Mogen OlsonSt Paul, MnAug 10, 2023Jan 16, 2014
Phillip Shaun McduffeeSt Paul, MnAug 10, 2023Aug 9, 2007
Rosario Matthew CamerattaSt Paul, MnAug 10, 2023Sep 12, 2013
Ross KronholmSt Paul, MnAug 10, 2023Mar 18, 2014
Stephen Alan FinnSt Paul, MnAug 10, 2023Feb 7, 2020
The rule
Registrations ended
Aug 10, 2023
Registered next
Nov 7, 2003 to Oct 14, 2020
Branch state
MN
Cities
1, most in St Paul, Mn
Registered there that day
886 (people still on IAPD; an estimate)
Share of that headcount
1.8%
One enterprise because
both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of S••••••• F•••••••• S•••••••• I•••Other teams into C•• S••••••••• L••