DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left P•••••• A•••••• G••••• L•• for L•• F•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Douglas John SweeneyMorristown, NjJan 14, 2020Oct 4, 2018
Eric Justin LongMorristown, NjJan 14, 2020Jun 1, 2017
Joseph Black ElliottMorristown, NjJan 14, 2020Aug 14, 2012
Shane Patrick SmithMorristown, NjJan 14, 2020Sep 26, 2013
The rule
Registrations ended
Jan 14, 2020
Registered next
Aug 14, 2012 to Oct 4, 2018
Branch state
NJ
Cities
1, most in Morristown, Nj
Registered there that day
503 (people still on IAPD; an estimate)
Share of that headcount
0.8%
Succession by the destination
none on the tape
Other teams out of P•••••• A•••••• G••••• L••Other teams into L•• F•••••••• L••