RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• L•••
- I••••••••• S••••• H•••••••• L•• independent RIA currentsince Jan 13, 2020 · King Of Prussia, Pa
- L•• F•••••••• L•• BD affiliated currentsince Jun 1, 2017 · King Of Prussia, Pa
- I••••••••• S••••• H•••••••• L•• independent RIAOct 25, 2019 to Nov 1, 2019 · King Of Prussia, Pa
- P•••••• A•••••• G••••• L•• BD affiliatedJun 19, 2012 to Jan 14, 2020 · King Of Prussia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 13, 2004 to May 7, 2010 · Marlton, Nj
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Jan 14, 2020, registered Jun 1, 2017 (-957 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to P•••••• A•••••• G••••• L••left May 7, 2010, registered Jun 19, 2012 (774 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address