DFX Intelligence
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Firm absorbed
17 advisors left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Matthew Robert Argyle | Salt Lake City, Ut | Dec 31, 2023 | Dec 19, 2023 |
| Robert Anthony Sale | Lehi, Ut | Dec 31, 2023 | Dec 14, 2023 |
| Breanne Nicole Polonia | Sandy, Ut | Jan 2, 2024 | Dec 7, 2023 |
| David Jay Wrigley | Sandy, Ut | Jan 2, 2024 | Sep 15, 2023 |
| Haddy Alexander Homampour | Sandy, Ut | Jan 2, 2024 | Dec 7, 2023 |
| Laura Elizabeth Balback | South Jordan, Ut | Jan 2, 2024 | Sep 25, 2023 |
| Leon Chang Soo Kim | Sandy, Ut | Jan 2, 2024 | Sep 13, 2023 |
| Michael Mccabe | South Jordan, Ut | Jan 2, 2024 | Oct 12, 2023 |
| Noah Kamuela Beecher | Sandy, Ut | Jan 2, 2024 | Jan 1, 2025 |
| Robin Leon Andersen | Sandy, Ut | Jan 2, 2024 | Sep 15, 2023 |
| Tyler Haskell | Sandy, Ut | Jan 2, 2024 | Sep 15, 2023 |
The rule
- Registrations ended
- Dec 31, 2023 to Jan 2, 2024
- Registered next
- Sep 13, 2023 to Jan 1, 2025
- Branch state
- UT
- Cities
- 4, most in Sandy, Ut
- Registered there that day
- 34 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- a succession within a year (Aug 2, 2023), not necessarily this firm