DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Anthony Sale

Summit Global Investments, LLCmixed wealthSarataoga Springs, Ut IA-onlyIAPD 4948614

Feed of 09/15/2026

Also filed as Robert Sale

At current firm

1 y

since Nov 13, 2024

In the industry

21 y

since Apr 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Global Investments, LLC mixed wealth current
since Nov 13, 2024 · Bountiful, Ut
Diversify Advisory Services, LLC BD affiliated
Dec 14, 2023 to Nov 12, 2024 · South Jordan, Ut
Dfpg Investments, LLC former
Jun 3, 2022 to Dec 31, 2023 · Sandy, Ut
Transamerica Financial Advisors, LLC BD affiliated
Jan 6, 2012 to Jun 1, 2022 · Piedmont, Sc
Investment Advisors International, Inc. unclassified
Oct 5, 2009 to Jan 6, 2012 · Chino Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Diversify Advisory Services, LLC to Summit Global Investments, LLC
left Nov 12, 2024, registered Nov 13, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
Dfpg Investments, LLC to Diversify Advisory Services, LLC
left Dec 31, 2023, registered Dec 14, 2023 (-17 days) · RIA to affiliated broker-dealer or bank · moved with a team
Transamerica Financial Advisors, LLC to Dfpg Investments, LLC
left Jun 1, 2022, registered Jun 3, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA
Investment Advisors International, Inc. to Transamerica Financial Advisors, LLC
left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move

Signals

Robert Anthony Sale left Diversify Advisory Services, Llc for Summit Global Investments, Llc (registered 2024-11-13)
Nov 12, 2024 · Advisor changed firm · fact
Robert Anthony Sale left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-12-14)
Dec 31, 2023 · Advisor changed firm · fact
Robert Anthony Sale left Transamerica Financial Advisors, Llc for Dfpg Investments, Llc (registered 2022-06-03)
Jun 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address