DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from B• R•••• A•••• M••••••••• L•• to B• R•••• C•••••• M•••••••••
Not a lift-out: both firms report B. R•••• Financial, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Peter Hastings | Los Angeles, Ca | Jun 23, 2015 | Apr 22, 2015 |
| Thomas John Kelleher | Los Angeles, Ca | Jun 23, 2015 | Sep 30, 2015 |
The rule
- Registrations ended
- Jun 23, 2015
- Registered next
- Apr 22, 2015 to Sep 30, 2015
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- both firms report B. R•••• Financial, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape