DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••
Not a lift-out: both firms report Kansas City 727 Acquisition, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph G Zinsel | Metairie, La | Sep 3, 2015 | Jul 30, 2015 |
| Scott Michael Capace | Mandeville, La | Sep 3, 2015 | Jul 27, 2015 |
The rule
- Registrations ended
- Sep 3, 2015
- Registered next
- Jul 27, 2015 to Jul 30, 2015
- Branch state
- LA
- Cities
- 2, most in Mandeville, La
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- both firms report Kansas City 727 Acquisition, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape