DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Michael Capace
Feed of 09/14/2026
At current firm
9 y
since Mar 5, 2017
In the industry
27 y
since Nov 4, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Open Source Investments, LLC independent RIA currentsince Mar 5, 2017 · Mandeville, La
- Edelman Financial Engines independent RIANov 30, 2016 to Mar 13, 2017 · Sunnyvale, Ca
- Financial Engines Advisor Center, LLC formerJul 27, 2015 to Nov 30, 2016 · Mandeville, La
- The Mutual Fund Store formerNov 2, 2011 to Sep 3, 2015 · Overland Park, Ks
- The Mutual Fund Store unclassifiedJun 1, 2006 to Nov 2, 2011 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Open Source Investments, LLCleft Mar 13, 2017, registered Mar 5, 2017 (-8 days) · Other · moved with a team
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Sep 3, 2015, registered Jul 27, 2015 (-38 days) · channel change inside one enterprise, not a move · moved with a team
- The Mutual Fund Store to The Mutual Fund Storeleft Nov 2, 2011, registered Nov 2, 2011 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address