DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left P•••• C•••••• B••• A••••••• G•••• for P•••••• A•••••• G••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Colin Desmond PrattBuffalo, NyDec 23, 2021Jun 24, 2021
Matthew Charles CollardBuffalo, NyDec 23, 2021Jun 24, 2021
Michael Joseph PrattBuffalo, NyDec 23, 2021Jun 24, 2021
Winthrop Lawrence BuckBuffalo, NyDec 23, 2021Jun 24, 2021
The rule
Registrations ended
Dec 23, 2021
Registered next
Jun 24, 2021
Branch state
NY
Cities
1, most in Buffalo, Ny
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of P•••• C•••••• B••• A••••••• G••••Other teams into P•••••• A•••••• G••••• L••