DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Private Advisor Group, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	Cetera Investment Advisers LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Arlington, Tx +1	Affiliated broker-dealer or bank to another	Jul 21, 2026 over 6 d
2	Maryland Financial Group, Inc. independent RIA	Private Advisor Group, LLC BD affiliated	Rockville, Md	RIA to affiliated broker-dealer or bank	Jul 16, 2025
2	Janney Montgomery Scott LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Mt Laurel, Nj +1	Affiliated broker-dealer or bank to another	Jul 2, 2024
2	Rfg Advisory, LLC independent RIA	Private Advisor Group, LLC BD affiliated	Woodbury, Tn	RIA to affiliated broker-dealer or bank	Apr 23, 2024
4	Crown Capital Securities, L.P. BD affiliated	Private Advisor Group, LLC BD affiliated	San Francisco, Ca +1	Affiliated broker-dealer or bank to another	Apr 16, 2024 over 14 d
3	Independent Financial Partners BD affiliated	Private Advisor Group, LLC BD affiliated	Pine Brook, Nj +1	Affiliated broker-dealer or bank to another	May 19, 2023 over 5 d
3	Equitable Advisors, LLC national BD	Private Advisor Group, LLC BD affiliated	Rogers, Ar +1	Affiliated broker-dealer or bank to another	May 3, 2023 over 1 d
2	Securian Financial Services, Inc. independent RIA	Private Advisor Group, LLC BD affiliated	Brentwood, Tn	RIA to affiliated broker-dealer or bank	Mar 1, 2023 over 8 d
2	Myicon state registered	Private Advisor Group, LLC BD affiliated	Kirkland, Wa	Other	Oct 13, 2022
4	Washington Trust Advisors independent RIA	Private Advisor Group, LLC BD affiliated	Wellesley, Ma	RIA to affiliated broker-dealer or bank	Oct 4, 2022
2	Stifel, Nicolaus & Company, Incorporated national BD	Private Advisor Group, LLC BD affiliated	Columbia, Tn +1	Affiliated broker-dealer or bank to another	Aug 2, 2022
2	Myicon state registered	Private Advisor Group, LLC BD affiliated	--	Other	Dec 31, 2021
4	Level Four Advisory Services BD affiliated	Private Advisor Group, LLC BD affiliated	Dallas, Tx +2	Affiliated broker-dealer or bank to another	Aug 27, 2021 over 4 d
6	LPL Financial LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Charlottesville, Va +1	Affiliated broker-dealer or bank to another	May 20, 2021
2	MML Investors Services, LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Marmora, Nj +1	Affiliated broker-dealer or bank to another	Feb 26, 2021
2	Private Capital Group, LLC independent RIA	Private Advisor Group, LLC BD affiliated	West Hartford, Ct	RIA to affiliated broker-dealer or bank	Feb 17, 2021
2	Edward Jones national BD	Private Advisor Group, LLC BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Jan 20, 2021 over 1 d
2	Gimbal Financial, LLC independent RIA	Private Advisor Group, LLC BD affiliated	Carmel, In	RIA to affiliated broker-dealer or bank	Nov 24, 2020
2	Advice And Planning Services BD affiliated	Private Advisor Group, LLC BD affiliated	White Plains, Ny +1	Affiliated broker-dealer or bank to another	Nov 5, 2020 over 8 d
3	Wells Fargo Advisors wirehouse	Private Advisor Group, LLC independent RIA	Springfield, Il	Wirehouse to independent RIA	May 18, 2020 over 1 d
7	Raymond James Financial Services Advisors, Inc BD affiliated	Private Advisor Group, LLC independent RIA	Reston, Va	Affiliated broker-dealer or bank to independent RIA	Jan 31, 2020
4	Advantage Investment Management, LLC independent RIA	Private Advisor Group, LLC independent RIA	Cedar Rapids, Ia +1	RIA to RIA	Dec 31, 2019
3	Advantage Investment Management, LLC independent RIA	Private Advisor Group, LLC independent RIA	West Lafayette, In +1	RIA to RIA	Dec 31, 2019
2	Private Capital Group, LLC independent RIA	Private Advisor Group, LLC independent RIA	West Hartford, Ct	RIA to RIA	Nov 29, 2019
3	LPL Financial LLC BD affiliated	Private Advisor Group, LLC independent RIA	Yuma, Az	Affiliated broker-dealer or bank to independent RIA	Nov 22, 2019
4	LPL Financial LLC BD affiliated	Private Advisor Group, LLC independent RIA	King Of Prussia, Pa	Affiliated broker-dealer or bank to independent RIA	Oct 9, 2019
2	Independent Financial Partners BD affiliated	Private Advisor Group, LLC independent RIA	Addison, Tx +1	Affiliated broker-dealer or bank to independent RIA	Jun 3, 2019 over 11 d
2	Independent Financial Partners BD affiliated	Private Advisor Group, LLC independent RIA	Flower Mound, Tx	Affiliated broker-dealer or bank to independent RIA	May 10, 2019
3	Independent Financial Partners BD affiliated	Private Advisor Group, LLC independent RIA	Schererville, In +1	Affiliated broker-dealer or bank to independent RIA	Dec 26, 2018
2	Independent Financial Partners BD affiliated	Private Advisor Group, LLC independent RIA	Idaho Falls, Id +1	Affiliated broker-dealer or bank to independent RIA	Dec 7, 2018
2	Independent Financial Partners BD affiliated	Private Advisor Group, LLC independent RIA	Alexandria, Va	Affiliated broker-dealer or bank to independent RIA	Dec 7, 2018
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Private Advisor Group, LLC independent RIA	Upper Montclair, Nj	Wirehouse to independent RIA	Oct 23, 2018
2	LPL Financial LLC independent RIA	Private Advisor Group, LLC independent RIA	Philadelphia, Pa	RIA to RIA	Sep 11, 2018
3	Invest Financial Corporation other	Private Advisor Group, LLC other	Appleton, Wi	Other	Feb 20, 2018
2	Ameriprise Financial Services, LLC national BD	Private Advisor Group, LLC other	Canonsburg, Pa	Other	Dec 19, 2017
2	MML Investors Services, LLC other	Private Advisor Group, LLC other	Huntsville, Al	Other	Nov 22, 2017
2	MML Investors Services, LLC other	Private Advisor Group, LLC other	Chicago, Il	Other	Nov 10, 2017 over 3 d
2	Waddell & Reed other	Private Advisor Group, LLC other	Nashville, Tn	Other	Oct 25, 2017
2	Mcadam LLC other	Private Advisor Group, LLC other	Radnor, Pa	Other	Feb 15, 2017
2	Parallel Equity Advisors Ltd. state registered	Private Advisor Group, LLC other	Dublin, Oh	Other	Jan 10, 2017
2	Hwm LLC unclassified	Private Advisor Group, LLC other	Columbia, Tn	Other	Dec 23, 2016 over 8 d
2	Ameriprise Financial Services, LLC national BD	Private Advisor Group, LLC other	Independence, Oh +1	Other	Dec 12, 2016
2	Northwestern Mutual Investment Services,LLC no RAUM	Private Advisor Group, LLC other	Sherwood, Oh +1	Other	Sep 14, 2016
2	Great Valley Advisor Group, LLC other	Private Advisor Group, LLC other	Berwyn, Pa	Other	Aug 24, 2016
2	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Downers Grove, Il	Other	May 17, 2016 over 1 d
2	Waddell & Reed other	Private Advisor Group, LLC other	Dublin, Oh	Other	May 3, 2016 over 1 d
2	Morgan Stanley wirehouse	Private Advisor Group, LLC other	Knoxville, Tn	Other	Apr 7, 2016
3	Waddell & Reed other	Private Advisor Group, LLC other	Mount Juliet, Tn	Other	Mar 3, 2016
5	Stonex Advisors Inc. other	Private Advisor Group, LLC other	Birmingham, Al	Other	Oct 8, 2015
2	Pnc Wealth Management other	Private Advisor Group, LLC other	Philadelphia, Pa	Other	Aug 31, 2015
5	Pnc Wealth Management other	Private Advisor Group, LLC other	Moorestown, Nj +1	Other	Aug 28, 2015 over 3 d
2	Invest Financial Corporation other	Private Advisor Group, LLC other	Pittsburgh, Pa	Other	Jun 8, 2015
3	Morgan Stanley wirehouse	Private Advisor Group, LLC other	Upper St Clair, Pa	Other	Mar 26, 2015 over 5 d
25	Northwestern Mutual Investment Services,LLC other	Private Advisor Group, LLC other	Fairfield, Nj +2	Other	Feb 26, 2015 over 6 d

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54 teams match.derived from registration dates