DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from B••••• G••••• I••••••••• A•••••••• L•• to B••••• G••••• I••••••••• A•••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Harry Reich | Boca Raton, Fl | Apr 28, 2016 | Apr 25, 2023 |
| Lori Ann Fernicola | Boca Raton, Fl | Apr 28, 2016 | Apr 5, 2016 |
The rule
- Registrations ended
- Apr 28, 2016
- Registered next
- Apr 5, 2016 to Apr 25, 2023
- Branch state
- FL
- Cities
- 1, most in Boca Raton, Fl
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Mar 16, 2016), not necessarily this firm