DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Banyan Global Investment Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 16, 2016 · 22 filings
SEC status approved since Mar 23, 2016
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$157M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$81.0M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$162M as of Mar 30, 2026
Feb 21, 2017$164M then
HNW client RAUM$151M as of Mar 30, 2026
Feb 27, 2018$179M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Feb 21, 20172 then
Employees (5.A)4 as of Mar 30, 2026
Feb 21, 20174 then
Private funds: no history
RAUM +7.2% over the last fiscal year+3.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $81.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $648,304derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$151M93%
- Individuals$5.7M3.5%
- Corporations and businesses$4.5M2.8%
- Charitable organizations$358,0940.2%
- Individual clients
- 62reported
- HNW clients
- 61reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 250reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Harry Reich | Boca Raton, Fl | Apr 25, 2023 | 32 y | 3 |
| David Richard Hofer | Boca Raton, Fl | Feb 13, 2025 | 34 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Becky Lightman to Bison Wealth, LLCOct 8, 2024 · RIA to RIA
- Lori Ann Fernicola to Castle Wealth ManagementJun 16, 2021 · RIA to RIA
Joined, latest
- David Richard Hofer from Apollon Wealth Management, LLCFeb 13, 2025 · RIA to RIA
- Becky Lightman from UBS Financial Services Inc.Jan 13, 2021 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Harry Daniel Reich · Managing Membercontrolsince 03/2013 · owns 75% or more
- Nmn Katherine Ramirez · Chief Compliance Officersince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 240 to 250Mar 31, 2025 to Mar 30, 2026
- HNW clients · 74 to 61Mar 31, 2025 to Mar 30, 2026
- Individual clients · 59 to 62Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $151M to $162MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $143M to $151MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $3.7M to $5.7MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $330,181 to $224,389Mar 31, 2025 to Mar 30, 2026
- RAUM · $151M to $162MMar 31, 2025 to Mar 30, 2026
- Accounts · 150 to 240Nov 11, 2024 to Mar 31, 2025
- Corporate clients · 10 to 9Nov 11, 2024 to Mar 31, 2025
- HNW clients · 79 to 74Nov 11, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Nov 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $151MNov 11, 2024 to Mar 31, 2025
- HNW RAUM · $155M to $143MNov 11, 2024 to Mar 31, 2025
- Individual RAUM · $3.0M to $3.7MNov 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $168M to $330,181Nov 11, 2024 to Mar 31, 2025
- RAUM · $168M to $151MNov 11, 2024 to Mar 31, 2025
- Accounts · 140 to 150Apr 24, 2023 to Mar 13, 2024
- Corporate clients · 7 to 10Apr 24, 2023 to Mar 13, 2024
- HNW clients · 84 to 79Apr 24, 2023 to Mar 13, 2024
- Individual clients · 47 to 59Apr 24, 2023 to Mar 13, 2024
- Financial planning clients · 0 to 26-50Apr 24, 2023 to Mar 13, 2024
- HNW RAUM · $138M to $155MApr 24, 2023 to Mar 13, 2024
- Individual RAUM · $4.0M to $3.0MApr 24, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $148M to $168MApr 24, 2023 to Mar 13, 2024
- RAUM · $148M to $168MApr 24, 2023 to Mar 13, 2024
- Accounts · 165 to 140Mar 3, 2022 to Mar 31, 2023
- Corporate clients · unset to 7.0Mar 3, 2022 to Mar 31, 2023
- HNW clients · 33 to 84Mar 3, 2022 to Mar 31, 2023
- Individual clients · 10 to 47Mar 3, 2022 to Mar 31, 2023
- Employees · 5 to 4Mar 3, 2022 to Mar 31, 2023
- Financial planning clients · 1-10 to 0Mar 3, 2022 to Mar 31, 2023
- HNW RAUM · $162M to $138MMar 3, 2022 to Mar 31, 2023
- Individual RAUM · $3.8M to $4.0MMar 3, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $166M to $148MMar 3, 2022 to Mar 31, 2023
- RAUM · $166M to $148MMar 3, 2022 to Mar 31, 2023
- Accounts · 177 to 165Jan 7, 2022 to Mar 3, 2022
- Advisory employees · 3 to 2Jan 7, 2022 to Mar 3, 2022
- Individual clients · 55 to 10Jan 7, 2022 to Mar 3, 2022
- Employees · 4 to 5Jan 7, 2022 to Mar 3, 2022
Signals
6 dated events
- Becky Lightman left Banyan Global Investment Advisors, Llc for Bison Wealth, Llc (registered 2024-10-08)Oct 8, 2024 · Advisor changed firm · fact
- Amy Kavita Rajoo (Chief Compliance Officer & Chief Of Operations) no longer on Schedule A of Banyan Global Investment Advisors, Llc (listed 2021-08-03, absent 2022-01-07)Jan 7, 2022 · Control person left · inference
- Katherine Ramirez (Chief Compliance Officer) appeared on Schedule A of Banyan Global Investment Advisors, LlcJan 7, 2022 · Control person joined · fact
- Amy Kavita Rajoo (Chief Compliance Officer & Chief Of Operations) appeared on Schedule A of Banyan Global Investment Advisors, LlcAug 3, 2021 · Control person joined · fact
- Banyan Global Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 16, 2016 · Succession (Item 4) · fact
- Banyan Global Investment Advisors, Llc filed its initial SEC registration (Form ADV)Mar 16, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Banyan Global Investment Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- kramirez@bgiadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-847-3596reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/78444296/admin/dashboardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BGIADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-847-3596reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- bgiadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026