DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left F•••• F•••••••• E••••• C••••••••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Renee Elise RaelScottsdale, AzFeb 28, 2022Mar 10, 2022
Dieter Gunter BollmannScottsdale, AzMar 7, 2022Mar 4, 2022
Eric Landon ChristusTempe, AzMar 7, 2022Mar 17, 2022
Michael William PrahlScottsdale, AzMar 7, 2022Mar 17, 2022
Paul Alphonse PerreaultScottsdale, AzMar 7, 2022Mar 4, 2022
The rule
Registrations ended
Feb 28, 2022 to Mar 7, 2022
Registered next
Mar 4, 2022 to Mar 17, 2022
Branch state
AZ
Cities
2, most in Scottsdale, Az
Registered there that day
78 (people still on IAPD; an estimate)
Share of that headcount
6.4%
Succession by the destination
none on the tape
Other teams out of F•••• F•••••••• E••••• C•••••••••Other teams into U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••