DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from A•••• P•••• A••••••• to O•••• W•••••• I•••
Not a lift-out: both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Micah Wenzel | Eugene, Or | Nov 8, 2024 | Jun 14, 2024 |
| Calvin Seaborn Sumner | Lake Oswego, Or | Nov 8, 2024 | Jun 14, 2024 |
| Leonard Lee Nelson | Portland, Or | Nov 8, 2024 | Jun 14, 2024 |
The rule
- Registrations ended
- Nov 8, 2024
- Registered next
- Jun 14, 2024
- Branch state
- OR
- Cities
- 3, most in Portland, Or
- Registered there that day
- 169 (people still on IAPD; an estimate)
- Share of that headcount
- 1.8%
- One enterprise because
- both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape