DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Micah Wenzel
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Oct 1, 2025
In the industry
16 y
since Mar 19, 2010 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 1, 2025 · Eugene, Or
- Osaic Advisory Services, LLC BD affiliatedNov 8, 2024 to Oct 14, 2025 · Eugene, Or
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Oct 14, 2025 · Eugene, Or
- Arbor Point Advisors formerNov 10, 2020 to Nov 8, 2024 · Eugene, Or
- Securities America Advisors, Inc. formerNov 6, 2020 to Jun 14, 2024 · Eugene, Or
- Kms Financial Services, Inc formerJan 6, 2020 to Nov 6, 2020 · Seattle, Wa
- LPL Financial LLC BD affiliatedMar 30, 2012 to Jan 30, 2020 · Springfield, Or
- Key Investment Services LLC BD affiliatedJul 20, 2011 to Apr 2, 2012 · Vancouver, Wa
- Edward Jones national BDMar 22, 2010 to Mar 23, 2011 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Osaic Advisory Services, LLC to LPL Financial LLCleft Oct 14, 2025, registered Oct 1, 2025 (-13 days) · Affiliated broker-dealer or bank to another
- Osaic Wealth, Inc. to Osaic Advisory Services, LLCleft Oct 14, 2025, registered Nov 8, 2024 (-340 days) · channel change inside one enterprise, not a move
- Arbor Point Advisors to Osaic Wealth, Inc.left Nov 8, 2024, registered Jun 14, 2024 (-147 days) · channel change inside one enterprise, not a move · moved with a team
- Securities America Advisors, Inc. to Arbor Point Advisorsleft Jun 14, 2024, registered Nov 10, 2020 (-1312 days) · channel change inside one enterprise, not a move · moved with a team
- Kms Financial Services, Inc to Securities America Advisors, Inc.left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Kms Financial Services, Incleft Jan 30, 2020, registered Jan 6, 2020 (-24 days) · Affiliated broker-dealer or bank to another · moved with a team
- Key Investment Services LLC to LPL Financial LLCleft Apr 2, 2012, registered Mar 30, 2012 (-3 days) · Other
- Edward Jones to Key Investment Services LLCleft Mar 23, 2011, registered Jul 20, 2011 (119 days) · Other
Signals
- Benjamin Micah Wenzel left Osaic Advisory Services, Llc for Lpl Financial Llc (registered 2025-10-01)Oct 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address