DFX Intelligence
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Team lift-out
2 advisors left M••••• A•••••••• L•• for P•••••••• F••••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Edward Mulzer | Colorado Springs, Co | Sep 16, 2024 | Aug 21, 2024 |
| Joel Robert Top | Colorado Springs, Co | Sep 16, 2024 | Oct 31, 2024 |
The rule
- Registrations ended
- Sep 16, 2024
- Registered next
- Aug 21, 2024 to Oct 31, 2024
- Branch state
- CO
- Cities
- 1, most in Colorado Springs, Co
- Registered there that day
- 137 (people still on IAPD; an estimate)
- Share of that headcount
- 1.5%
- Succession by the destination
- none on the tape