DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mutual Advisors, LLC
Latest filing Jun 25, 2026
First filing on the tape May 15, 2013 · 138 filings
SEC status approved since May 26, 2013
RAUM
$8.5B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
94%
$8.1B individuals and HNW
Advisors
154
registered through the firm on IAPD
RAUM per advisor
$55.5M
derived; firm RAUM over IAPD count
Employees
208
158 advisory (5.B.1)
Offices
75
beyond the principal office
Private funds
0
reported on Schedule D
History
138 filings and snapshots on the tape
RAUM$8.5B as of Jun 25, 2026
Mar 28, 2014$148M then
HNW client RAUM$6.0B as of Jun 25, 2026
Mar 30, 2018$70.4M then
State-registered IARs (5.B.3)158 as of Jun 25, 2026
Mar 28, 201446 then
Employees (5.A)208 as of Jun 25, 2026
Mar 28, 201446 then
Private funds: no history
RAUM +27% over the last fiscal year+17% a year over threeIARs 123 to 158offices 74 to 75
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $55.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $318,858derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.0derived76 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +28%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $8.6BreportedItem 5.I
- Custody
- $996M, 1,429 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$6.0B71%
- Individuals$2.0B24%
- Pension and profit-sharing plans$226M2.6%
- Corporations and businesses$207M2.4%
- Sovereign wealth funds$44.9M0.5%
- Individual clients
- 7,101reported
- HNW clients
- 2,189reported
- Pension plan clients
- 105reported
- Charitable clients
- n/areported
- Accounts
- 26,800reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $4.3B sponsored, $4.2B managedreported
- Custody of client assets
- $996M for 1,429 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=82.0derived
Advisors registered through the firm
154 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas Arthur Damiani | Camarillo, Ca | Jun 25, 2013 | 17 y | 0 |
| Eric Martin Campbell | Omaha, Ne | Jul 1, 2013 | 38 y | 2 |
| Mark Nanamura | Porterville, Ca | Jul 1, 2013 | 36 y | 1 |
| Christopher Henri Kiely | Santa Monica, Ca | Jul 1, 2013 | 29 y | 0 |
| Randal Roy Carson | Omaha, Ne | Jul 1, 2013 | 38 y | 3 |
| James Craig Coleman | Ojai, Ca | Jul 1, 2013 | 43 y | 3 |
| Ryan Stephen Sabol | Laguna Beach, Ca | Jul 1, 2013 | 22 y | 0 |
| Andrew Lawrence Zinn | Omaha, Ne | Jul 2, 2013 | 28 y | 3 |
| Richard Benjamin Levin | Camarillo, Ca | Jul 2, 2013 | 35 y | 3 |
| Patricia T Flores | Omaha, Ne | Mar 2, 2015 | 16 y | 1 |
| Eddie Benjamin Rivera | Camarillo, Ca | Mar 2, 2015 | 38 y | 1 |
| Aaron T Jasper | Camarillo, Ca | Apr 30, 2015 | 20 y | 0 |
| Bradley Scott SullivanCertified Financial Planner | Newport Beach, Ca | Mar 1, 2016 | 22 y | 4 |
| Julia Ramona Shiles | Omaha, Ne | Mar 1, 2016 | 23 y | 4 |
| Edward Joseph Bunting | Omaha, Ne | Mar 1, 2016 | 28 y | 5 |
| David Codd BoydellCertified Financial Planner | Omaha, Ne | Aug 16, 2016 | 32 y | 3 |
| Dawn Marie Claussen | Bellevue, Ne | Aug 22, 2016 | 18 y | 0 |
| Gerard Paul Mlinar | Hermosa, Sd | Jan 19, 2017 | 38 y | 3 |
| Clayton Monroe HolcombChartered Financial Consultant | Omaha, Ne | Jan 27, 2017 | 26 y | 3 |
| Sasiwipa Nakdee | Omaha, Ne | Jan 30, 2017 | 20 y | 2 |
| Brian James Hays | Houston, Tx | Aug 1, 2017 | 37 y | 9 |
| John T McphersonCertified Financial Planner | Omaha, Ne | Oct 12, 2017 | 27 y | 1 |
| Jeremy Andrew DoddCertified Financial Planner | Omaha, Ne | Oct 12, 2017 | 26 y | 2 |
| Steven A Down | Denver, Co | Nov 3, 2017 | 18 y | 2 |
| Lawrence Richard Stone | Omaha, Ne | Nov 3, 2017 | 32 y | 2 |
| Scott David Biermann | Telluride, Co | Nov 17, 2017 | 38 y | 1 |
| Renee DubaCertified Financial Planner | River Forest, Il | Dec 1, 2017 | 34 y | 2 |
| Robert Lomax Dobbs | Omaha, Ne | Jan 8, 2018 | 32 y | 4 |
| Alexander James Cross | St. Petersburg, Fl | Jan 8, 2018 | 22 y | 2 |
| David Reilly Henderson | Omaha, Ne | Jan 9, 2018 | 22 y | 3 |
| Dennis Gerard Hennessy | Omaha, Ne | Mar 2, 2018 | 43 y | 1 |
| Zahid Sadiq | Carpinteria, Ca | Mar 14, 2018 | 20 y | 4 |
| David Alan SentnorCertified Financial Planner | Clayton, Mo | Apr 13, 2018 | 28 y | 1 |
| Alan Dale Simms | Clayton, Mo | Apr 13, 2018 | 29 y | 1 |
| John Lewis OwenCertified Financial Planner | Omaha, Ne | Apr 25, 2018 | 39 y | 1 |
| Thomas Elliot Weed | Vancouver, Wa | Jun 1, 2018 | 18 y | 2 |
| Alexander Douglas WhitehouseCertified Financial Planner | Vancouver, Wa | Jun 1, 2018 | 24 y | 4 |
| Jeffrey David Wright | Camarillo, Ca | Jun 4, 2018 | 23 y | 1 |
| Brent David JohnsonCertified Financial Planner | Omaha, Ne | Jun 4, 2018 | 27 y | 1 |
| William Patrick Greene | Omaha, Ne | Jun 12, 2018 | 39 y | 1 |
Advisor movement
4 left, 10 joined in 12 months
net +6 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 2.6% of current headcount24 left over 36 months
Left, latest
- Russell Lon Snyder to Raymond James Financial Services Advisors, IncJun 10, 2026 · Affiliated broker-dealer or bank to another
- Cody D Teeples to Stratos Wealth Partners, LtdJun 9, 2026 · Affiliated broker-dealer or bank to another
- Paul Samuel Gianotti to Gianotti Wealth AdvisorySep 30, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Jason Arthur Goosen to Rapids Financial LLCSep 26, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Austin Lee Carroll to Wells Fargo AdvisorsAug 22, 2025 · Affiliated broker-dealer or bank to wirehouse
- Mary Agnes Barone to The Marshall Financial Group LLCMar 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Juliann Jo Riley to LPL Financial LLCJan 30, 2025 · Affiliated broker-dealer or bank to another
- Michael John Ryne to Cedarstone AdvisorsJan 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- William Joseph Jones to Gps InvestmentsDec 19, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Trevor Robert Cross to Gps InvestmentsDec 19, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Jeffrey Charles Fox to LPL Financial LLCDec 3, 2024 · Affiliated broker-dealer or bank to another
- Matthew James Winscher to LPL Financial LLCDec 3, 2024 · Affiliated broker-dealer or bank to another
- Joel Robert Top to Planwiser FinancialSep 16, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- James Edward Mulzer to Planwiser FinancialSep 16, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Jacob Gall to Modern Dollar Planning, LLCAug 13, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Jefferson Yuhan Chan from Illuminate Wealth ManagementJun 26, 2026 · RIA to affiliated broker-dealer or bank
- David M Hawley from Great Valley Advisor Group, LLCMay 20, 2026 · RIA to affiliated broker-dealer or bank
- Danial Otto Green from Wells Fargo AdvisorsApr 1, 2026 · Wirehouse to affiliated broker-dealer or bank
- Amy M Wallace from Advice And Planning ServicesFeb 18, 2026 · Affiliated broker-dealer or bank to another
- Richard Thomas Koch from Principal Securities, Inc.Feb 4, 2026 · Affiliated broker-dealer or bank to another
- Michael John Ryne from Cedarstone AdvisorsJan 14, 2026 · RIA to affiliated broker-dealer or bank
- Thomas Taylor from Morgan StanleyJan 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Victoria Ann Wilk from Independent Financial Group, LLCJan 8, 2026 · Affiliated broker-dealer or bank to another
- Levi Glade Larsen from Beacon Pointe Advisors, LLCDec 15, 2025 · RIA to affiliated broker-dealer or bank
- Renee Smyth Lennon from Neuberger Berman Bd LLCOct 6, 2025 · Other
- Dustin Jay Zuck from Wealth Enhancement Advisory Services, LLCAug 8, 2025 · Affiliated broker-dealer or bank to another
- Cameron Garrett Grandpre from Commonwealth Financial NetworkAug 1, 2025 · Affiliated broker-dealer or bank to another
- Cody D Teeples from Commonwealth Financial NetworkAug 1, 2025 · Affiliated broker-dealer or bank to another
- Jason Robert Hosler from Commonwealth Financial NetworkJul 22, 2025 · Affiliated broker-dealer or bank to another
- Alexander Gibran Koury from Commonwealth Financial NetworkJul 21, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Gps InvestmentsDec 19, 2024 · Omaha, Ne
- 2 left for LPL Financial LLCDec 3, 2024 · Omaha, Ne
- 2 left for Planwiser FinancialSep 16, 2024 · Colorado Springs, Co
- 3 left for Mariner IndependentMar 13, 2024 · Annapolis, Md
- 2 left for Sagepoint Financial, Inc.Dec 21, 2021 · Cedarburg, Wi
- 2 left for Advisory Alpha, LLCAug 31, 2021 · Camarillo, Ca
- 2 left for KapelaSep 2, 2020 · San Antonio, Tx
- 5 left for Catalyst Private Wealth, LLCSep 30, 2019 · San Francisco, Ca
- 5 joined from Commonwealth Financial NetworkJul 18, 2025 · Scottsdale, Az
- 2 joined from Prime Capital FinancialOct 2, 2024 · Overland Park, Ks
- 2 joined from Eagle Strategies LLCMar 22, 2023 · Grand Rapids, Mi
- 4 joined from LPL Financial LLCAug 29, 2022 · Mercer Island, Wa
- 2 joined from Eagle Strategies LLCNov 8, 2021 · Grand Rapids, Mi
- 2 joined from Visionary Wealth Advisors, LLCMar 13, 2021 · St Louis, Mo
- 4 joined from Valmark Advisers, Inc.Dec 21, 2020 · Mequon, Wi
- 2 joined from Janney Montgomery Scott LLCOct 2, 2019 · West Hartford, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Dawn Claussen · Chief Operating Officer Officercontrolsince 05/2016 · owns less than 5%
- Arthur Nicholas Damiani · Chief Administrative Officercontrolsince 01/2017 · owns less than 5%
- T Aaron Jasper · Chief Executive Officer/Chairmancontrolsince 01/2017 · owns less than 5%
- Adam Charles Kelsey · Vp, Service And Operationscontrolsince 02/2019 · owns less than 5%
- Stephen Ryan Sabol · Managing Principalcontrolsince 04/2013 · owns less than 5%
- Michael Chris Tremble · Vice President Operationscontrolsince 11/2024 · owns less than 5%
- Craig Mitchell Voss · Chairmancontrolsince 04/2013 · owns 10% to 25%
- Arthur Nicholas Damiani · Ownercontrolsince 10/2023 · owns F of Mutual Group, Inc.
- T Aaron Jasper · Ownercontrolsince 03/2016 · owns 75% or more of Jasper Single Family Private Trust Company LLC
- Stephen Ryan Sabol · Ownercontrolsince 12/2015 · owns 75% or more of Sabol Single Family Private Trust Company, LLC
- Craig Mitchell Voss · Trusteecontrolsince 03/2019 · owns 75% or more of The Voss Wyoming Trust
- Craig Mitchell Voss · Ownercontrolsince 10/2023 · owns 75% or more of Voss Investments, LLC
Entity owners
- Mutual Group, Inc. · Corporationdirect · owns 75% or more
- Jasper Single Family Private Trust Company LLC · Trusteeindirect · owns 75% or more of The Jasper Wyoming Trust
- Sabol Single Family Private Trust Company, LLC · Trusteeindirect · owns 75% or more of The Sabol Wyoming Trust
- The Jasper Wyoming Trust · Memberindirect · owns 25% to 50% of Mutual Group, Inc.
- The Sabol Wyoming Trust · Memberindirect · owns 25% to 50% of Mutual Group, Inc.
- The Voss Wyoming Trust · Memberindirect · owns F of Mutual Group, Inc.
- Voss Investments, LLC · Memberindirect · owns F of Mutual Group, Inc.
Related persons
Schedule D 7.A
- Mutual Securities, Inc.broker-dealerreal estatenRAUM $38.6M
Advisers that list Mutual Advisors, LLC as a related person
- 150148 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 148 | 14 | 3 | ||
| Clayton, Mo | 12 | 2 | 0 | ||
| Camarillo, Ca | 10 | 2 | 0 | ||
| Manhattan Beach, Ca | 7 | 1 | 0 | ||
| Roseville, Ca | 5 | 0 | 0 | ||
| San Jose, Ca | 4 | 0 | 0 | ||
| Minneapolis, Mn | 4 | 1 | 0 | ||
| Latrobe, Pa | 4 | 0 | 0 | ||
| Mercer Island, Wa | 4 | 0 | 0 | ||
| Reno, Nv | 4 | 0 | 0 | ||
| St Petersburg, Fl | 3 | 0 | 0 | ||
| Sweetwater, Tx | 3 | 0 | 0 | ||
| Vancouver, Wa | 3 | 0 | 0 | ||
| Edwardsville, Il | 3 | 0 | 0 | ||
| Prescott, Az | 3 | 0 | 0 | ||
| Caledonia, Mi | 3 | 0 | 0 | ||
| Kingwood, Tx | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 1 | ||
| Visalia, Ca | 2 | 0 | 0 | ||
| Boca Raton, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mercer Island, WA10 employees
- Clayton, MO6 employees
- Anapolis, MD6 employees
- Latrobe, PA5 employees
- San Jose, CA5 employees
- St. Louis, MO5 employees
- Minneapolis, MN4 employees
- Sweetwater, TX3 employees
- Pasadena, CA3 employees
- Vancouver, WA3 employees
- Kingwood, TX3 employees
- El Segundo, CA3 employees
- Caledonia, MI3 employees
- Cedarburg, WI3 employees
- Camarillo, CA2 employees
- Camarillo, CA2 employees
- Visalia, CA2 employees
- St. Petersburg, FL2 employees
- Roseville, CA2 employees
- Modesto, CA2 employees
- Roseville, CA1 employees
- Valencia, CA1 employees
- Sonoma, CA1 employees
- Chesterfield, MO1 employees
- Omaha, NE
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 25, 2026Tremble, Chris, Michael (VICE PRESIDENT OPERATIONS) appeared on Schedule A between the filings of 2023-10-20 and 2026-06-25peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 25, 2026VOSS, MITCHELL, CRAIG (TRUSTEE) left Schedule A between the filings of 2023-10-20 and 2026-06-25peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jun 25, 2026KELSEY, CHARLES, ADAM (VP, SERVICE AND OPERATIONS) left Schedule A between the filings of 2023-10-20 and 2026-06-25peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 21,515 to 26,800Jan 2, 2026 to Mar 31, 2026
- Advisory employees · 123 to 158Jan 2, 2026 to Mar 31, 2026
- BD registered reps · 95 to 82Jan 2, 2026 to Mar 31, 2026
- Corporate clients · 96 to 78Jan 2, 2026 to Mar 31, 2026
- HNW clients · 1,670 to 2,189Jan 2, 2026 to Mar 31, 2026
- Individual clients · 6,399 to 7,101Jan 2, 2026 to Mar 31, 2026
- Pension plan clients · 298 to 105Jan 2, 2026 to Mar 31, 2026
- Employees · 189 to 208Jan 2, 2026 to Mar 31, 2026
- State-registered IARs · 123 to 158Jan 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $6.3B to $8.4BJan 2, 2026 to Mar 31, 2026
- HNW RAUM · $4.2B to $6.0BJan 2, 2026 to Mar 31, 2026
- Individual RAUM · $1.8B to $2.0BJan 2, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $454M to $162MJan 2, 2026 to Mar 31, 2026
- Pension RAUM · $445M to $226MJan 2, 2026 to Mar 31, 2026
- RAUM · $6.8B to $8.5BJan 2, 2026 to Mar 31, 2026
- Wrap assets (manager) · $3.5B to $4.2BJan 2, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $3.5B to $4.3BJan 2, 2026 to Mar 31, 2026
- Other offices · 74 to 75Aug 27, 2025 to Oct 3, 2025
- Financial planning clients · 251-500 to 251-500Jun 11, 2025 to Jul 21, 2025
- Accounts · 20,381 to 21,515Nov 7, 2024 to Apr 28, 2025
- Advisory employees · 132 to 123Nov 7, 2024 to Apr 28, 2025
- BD registered reps · 162 to 95Nov 7, 2024 to Apr 28, 2025
- Corporate clients · 80 to 96Nov 7, 2024 to Apr 28, 2025
- HNW clients · 1,678 to 1,670Nov 7, 2024 to Apr 28, 2025
- Individual clients · 7,018 to 6,399Nov 7, 2024 to Apr 28, 2025
- Pension plan clients · 105 to 298Nov 7, 2024 to Apr 28, 2025
- Assets in custody · $706M to $996MNov 7, 2024 to Apr 28, 2025
- Employees · 255 to 189Nov 7, 2024 to Apr 28, 2025
- State-registered IARs · 132 to 123Nov 7, 2024 to Apr 28, 2025
- Other offices · 75 to 74Nov 7, 2024 to Apr 28, 2025
- Discretionary RAUM · $6.1B to $6.3BNov 7, 2024 to Apr 28, 2025
- HNW RAUM · $3.9B to $4.2BNov 7, 2024 to Apr 28, 2025
- Individual RAUM · $2.2B to $1.8BNov 7, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $802M to $454MNov 7, 2024 to Apr 28, 2025
- Pension RAUM · $587M to $445MNov 7, 2024 to Apr 28, 2025
- RAUM · $6.9B to $6.8BNov 7, 2024 to Apr 28, 2025
- Wrap assets (manager) · $1.8B to $3.5BNov 7, 2024 to Apr 28, 2025
- Wrap assets (sponsor) · $2.0B to $3.5BNov 7, 2024 to Apr 28, 2025
- Succession · true to falseSep 30, 2024 to Nov 5, 2024
- Succession · false to trueSep 10, 2024 to Sep 30, 2024
Signals
59 dated events
- Russell Lon Snyder left Mutual Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-06-29)Jun 10, 2026 · Advisor changed firm · fact
- Cody D Teeples left Mutual Advisors, Llc for Stratos Wealth Partners, Ltd (registered 2026-08-18)Jun 9, 2026 · Advisor changed firm · fact
- Mutual Advisors, Llc reported RAUM $8.5B, up 27% from $6.8B (2026-01-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Mutual Advisors, Llc reported 158 state-registered advisory representatives, up from 123 (2026-01-02 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Paul Samuel Gianotti left Mutual Advisors, Llc for Gianotti Wealth Advisory (registered 2025-09-30)Sep 30, 2025 · Advisor changed firm · fact
- Jason Arthur Goosen left Mutual Advisors, Llc for Rapids Financial Llc (registered 2025-09-23)Sep 26, 2025 · Advisor changed firm · fact
- Austin Lee Carroll left Mutual Advisors, Llc for Wells Fargo Advisors (registered 2026-01-21)Aug 22, 2025 · Advisor changed firm · fact
- 5 advisors left Commonwealth Financial Network (Scottsdale, AZ) for Mutual Advisors, LLC within 5 daysJul 18, 2025 · Team lift-out · derived
- Mary Agnes Barone left Mutual Advisors, Llc for The Marshall Financial Group Llc (registered 2025-12-16)Mar 26, 2025 · Advisor changed firm · fact
- Juliann Jo Riley left Mutual Advisors, Llc for Lpl Financial Llc (registered 2025-02-06)Jan 30, 2025 · Advisor changed firm · fact
- Michael John Ryne left Mutual Advisors, Llc for Cedarstone Advisors (registered 2025-02-07)Jan 3, 2025 · Advisor changed firm · fact
- Trevor Robert Cross left Mutual Advisors, Llc for Gps Investments (registered 2024-12-02)Dec 19, 2024 · Advisor changed firm · fact
- William Joseph Jones left Mutual Advisors, Llc for Gps Investments (registered 2024-11-22)Dec 19, 2024 · Advisor changed firm · fact
- 2 advisors left Mutual Advisors, LLC (Omaha, NE) for Gps Investments on the same dayDec 19, 2024 · Team lift-out · derived
- Matthew James Winscher left Mutual Advisors, Llc for Lpl Financial Llc (registered 2024-12-02)Dec 3, 2024 · Advisor changed firm · fact
- Jeffrey Charles Fox left Mutual Advisors, Llc for Lpl Financial Llc (registered 2024-12-02)Dec 3, 2024 · Advisor changed firm · fact
- 2 advisors left Mutual Advisors, LLC (Omaha, NE) for LPL Financial LLC on the same dayDec 3, 2024 · Team lift-out · derived
- 2 advisors left Prime Capital Financial (Overland Park, KS) for Mutual Advisors, LLC on the same dayOct 2, 2024 · Team lift-out · derived
- James Edward Mulzer left Mutual Advisors, Llc for Planwiser Financial (registered 2024-08-21)Sep 16, 2024 · Advisor changed firm · fact
- Joel Robert Top left Mutual Advisors, Llc for Planwiser Financial (registered 2024-10-31)Sep 16, 2024 · Advisor changed firm · fact
- 2 advisors left Mutual Advisors, LLC (Colorado Springs, CO) for Planwiser Financial on the same daySep 16, 2024 · Team lift-out · derived
- C Justin Jolly (Chief Compliance Officer) no longer on Schedule A of Mutual Advisors, Llc (listed 2024-06-18, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- Jacob Gall left Mutual Advisors, Llc for Modern Dollar Planning, Llc (registered 2024-08-29)Aug 13, 2024 · Advisor changed firm · fact
- Dallin Drake Sorensen left Mutual Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-05-20)Jul 9, 2024 · Advisor changed firm · fact
- Justin C Jolly left Mutual Advisors, Llc for Pfg Advisors (registered 2024-07-02)May 31, 2024 · Advisor changed firm · fact
- Byron Duane Anderson left Mutual Advisors, Llc for Laffer Tengler Investments, Inc. (registered 2024-06-14)May 1, 2024 · Advisor changed firm · fact
- Mutual Advisors, Llc reported RAUM $6.9B, up 31% from $5.3B (2023-11-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- William Wheeler Mckinley left Mutual Advisors, Llc for Raymond James & Associates, Inc. (registered 2024-03-28)Mar 27, 2024 · Advisor changed firm · fact
- Gregory James Karanzalis left Mutual Advisors, Llc for Mariner Independent (registered 2024-03-13)Mar 13, 2024 · Advisor changed firm · fact
- Douglas Daniel Coe left Mutual Advisors, Llc for Mariner Independent (registered 2024-03-13)Mar 13, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mutualadvisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- mutualhq.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 307-439-6357reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026