DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S•••••• I••••••••• A•••••••• I••• to S•••••• A••••••••• L•••
Not a lift-out: both firms report S•••••• Financial Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Peter James Sosnowski | New York, Ny | Dec 19, 2017 | Nov 21, 2017 |
| Mark Peter Malek | New York, Ny | Dec 31, 2017 | Nov 1, 2017 |
The rule
- Registrations ended
- Dec 19, 2017 to Dec 31, 2017
- Registered next
- Nov 1, 2017 to Nov 21, 2017
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- One enterprise because
- both firms report S•••••• Financial Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape