RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P•••• M••••
- S•••••• A••••••••• L••• independent RIA currentsince Nov 1, 2017 · Jersey City, Nj
- S•••••• I••••••••• A•••••••• I••• formerMay 2, 2017 to Dec 31, 2017 · New York, Ny
- W••••••••• formerFeb 26, 2016 to Sep 23, 2016 · Eatontown, Nj
- V••••• F••••••••• L•• formerAug 25, 2015 to Sep 23, 2016 · Eatontown, Nj
- C•••••• M•••••• I•• L•• independent RIAJul 21, 2014 to Aug 10, 2015 · Eatontown, Nj
- P••••• I•••••• A••••••• L•• unclassifiedDec 10, 2012 to May 22, 2014 · Eatontown, Nj
- S•••••• I••••••••• A•••••••• I••• to S•••••• A••••••••• L•••left Dec 31, 2017, registered Nov 1, 2017 (-60 days) · channel change inside one enterprise, not a move · moved with a team
- V••••• F••••••••• L•• to W•••••••••left Sep 23, 2016, registered Feb 26, 2016 (-210 days) · Other
- W••••••••• to S•••••• I••••••••• A•••••••• I•••left Sep 23, 2016, registered May 2, 2017 (221 days) · Other
- C•••••• M•••••• I•• L•• to V••••• F••••••••• L••left Aug 10, 2015, registered Aug 25, 2015 (15 days) · Other
- P••••• I•••••• A••••••• L•• to C•••••• M•••••• I•• L••left May 22, 2014, registered Jul 21, 2014 (60 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address